Stevan Vaughan has been Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operations Officer of Financial Counseling since December 2000, is a control person of the firm and directly owns 75% or more of it.
Financial Counseling, Inc. is a Springboro, OH firm with $100M under management, 417 clients and 3 advisers in one office, as of its April 2026 filing.
- Financial Counseling, Inc.Current– present · 23 yearsSpringboro, OH · Adviser representative · Firm CRD 119969
Investment adviser representative registrations
Stevan Vaughan is registered as an investment adviser representative in Ohio, since June 2003.
- OhioSince 6 June 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 30 October 2000 |
| Series 66 | Uniform Combined State Law Examination | 23 December 1999 |
| Series 62 | Corporate Securities Limited Representative Examination | 19 February 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 December 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stevan Michael Vaughan
- CRD
- 2488424
- Firm
- Financial Counseling · CRD 119969
- Role
- Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operations Officer
- Office
- 582 NORTH MAIN STREET, Springboro, OH 45066
- Registration
- Investment adviser registration
- In the industry since
- December 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Stevan Vaughan work?
Stevan Vaughan has been Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operations Officer of Financial Counseling, Inc. since December 2000, and is a control person of the firm.
Is Stevan Vaughan a financial advisor?
Yes. Stevan Vaughan has a current investment-adviser registration in Ohio, through Financial Counseling since June 2003.
How many years of experience does Stevan Vaughan have?
Stevan Vaughan has 29 years in the financial industry, since December 1996, across 1 adviser firm.
What exams has Stevan Vaughan passed?
Stevan Vaughan has passed 4 licensing exams: the Series 6, Series 62, Series 66 and Series 26. The earliest, the Series 6, was passed in December 1996. FINRA credited Stevan Vaughan with the SIE, which began in October 2018.
Where is Stevan Vaughan based?
Stevan Vaughan’s registered office is in Springboro, OH.
Is Stevan Vaughan registered with FINRA?
No. Stevan Vaughan has no current broker registration.
How can I verify Stevan Vaughan’s record?
Search CRD 2488424 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stevan Vaughan’s full registration record.