Douglas Hughes has been an investment adviser representative at Comprehensive Financial Consultants Institutional since June 2004, and is not listed among the firm’s executive officers or direct owners.
Comprehensive Financial Consultants Institutional, Inc. is a Bloomington, IN firm with $596M under management, 1,083 clients and 21 advisers across 3 offices, as of its February 2026 filing.
Doug Hughes is Financial Consultant and Vice President of Comprehensive Financial Consultants Institutional (CFCI). He is responsible for managing client portfolios and guiding clients' financial strategies. He co-hosts retirement readiness courses at Ivy Tech Community College and has served as a visiting lecturer at Indiana University's School of Public and Environmental Affairs, teaching personal finance courses.
Douglas Hughes’ longest registration is the current one, 22 years at Comprehensive Financial Consultants Institutional since 2004. Before joining Comprehensive Financial Consultants Institutional in 2004, Douglas Hughes was registered through SPC.
- J. W. Cole Advisors, Inc.Also current– present · 13 yearsBloomington, IN · Adviser representative · Firm CRD 112294
- SPC– · 9 yearsBloomington, IN · Adviser representative · Firm CRD 110692
Investment adviser representative registrations
Douglas Hughes is registered as an investment adviser representative in Indiana, since June 2004.
- IndianaSince 18 June 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 May 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 2001 |
| Series 62 | Corporate Securities Limited Representative Examination | 27 July 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Corporate Securities Limited Representative Examination
- Full name
- Douglas B. Hughes
- CRD
- 4028855
- Firm
- Comprehensive Financial Consultants Institutional · CRD 128257
- Office
- 674 S. COLLEGE AVE, Bloomington, IN 47403
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cfci.us
Where does Douglas Hughes work?
Douglas Hughes is an investment adviser representative registered through Comprehensive Financial Consultants Institutional, Inc. since June 2004, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Hughes a financial advisor?
Yes. Douglas Hughes has a current investment-adviser registration in Indiana, through Comprehensive Financial Consultants Institutional since June 2004.
How many years of experience does Douglas Hughes have?
Douglas Hughes has 26 years in the financial industry, since August 2000, across 3 adviser firms.
What exams has Douglas Hughes passed?
Douglas Hughes has passed 4 licensing exams: the Series 62, Series 63, Series 6 and Series 65. The earliest, the Series 62, was passed in July 2000. FINRA credited Douglas Hughes with the SIE, which began in October 2018.
Where is Douglas Hughes based?
Douglas Hughes’ registered office is in Bloomington, IN.
Is Douglas Hughes registered with FINRA?
Yes. Douglas Hughes has a current broker registration, under CRD 4028855.
Source: FINRA BrokerCheck
How can I verify Douglas Hughes’ record?
Search CRD 4028855 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Douglas Hughes’ full registration record.
