Daniel Hays has been Treasurer/Secretary/CCO of Comprehensive Financial Consultants Institutional since August 2003, is a control person of the firm and directly owns between 5% and 10% of it.
Comprehensive Financial Consultants Institutional, Inc. is a Bloomington, IN firm with $596M under management, 1,083 clients and 21 advisers across 3 offices, as of its February 2026 filing.
Daniel Hays is Financial Consultant and Chief Compliance Officer at Comprehensive Financial Consultants Institutional (CFCI). His role has evolved from educational workshops into financial planning and operations, and he oversees day-to-day operations as well as developing new client relationships through referrals from existing clients. As a financial planner, he works with clients to formulate income or savings plans.
Daniel Hays’ longest registration is the current one, 21 years at Comprehensive Financial Consultants Institutional since 2005. Before joining Comprehensive Financial Consultants Institutional in 2005, Daniel Hays was registered through SPC.
- J. W. Cole Advisors, Inc.– · 5 yearsBloomington, IN · Adviser representative · Firm CRD 112294
- SPC– · 10 yearsBloomington, IN · Adviser representative · Firm CRD 110692
Investment adviser representative registrations
Daniel Hays is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2005; the most recent is Texas, in April 2025.
- IndianaSince 25 January 2005
- TexasResidentSince 24 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 62 | Corporate Securities Limited Representative Examination | 15 September 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 March 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel Lee Hays
- CRD
- 4332513
- Firm
- Comprehensive Financial Consultants Institutional · CRD 128257
- Role
- Treasurer/Secretary/CCO
- Office
- 674 SOUTH COLLEGE AVENUE, Bloomington, IN 47403
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cfci.us
Where does Daniel Hays work?
Daniel Hays has been Treasurer/Secretary/CCO of Comprehensive Financial Consultants Institutional, Inc. since August 2003, and is a control person of the firm.
Is Daniel Hays a financial advisor?
Yes. Daniel Hays has a current investment-adviser registration in Indiana and Texas, through Comprehensive Financial Consultants Institutional since January 2005.
How many years of experience does Daniel Hays have?
Daniel Hays has 25 years in the financial industry, since March 2001, across 3 adviser firms.
What exams has Daniel Hays passed?
Daniel Hays has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 62. The earliest, the Series 6, was passed in March 2001. FINRA credited Daniel Hays with the SIE, which began in October 2018.
Where is Daniel Hays based?
Daniel Hays’ registered office is in Bloomington, IN.
Is Daniel Hays registered with FINRA?
Yes. Daniel Hays has a current broker registration, under CRD 4332513.
Source: FINRA BrokerCheck
How can I verify Daniel Hays’ record?
Search CRD 4332513 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Hays’ full registration record.
