Douglas Grau has been an investment adviser representative at Gilbert Greg RIA since April 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Douglas Grau’s longest registration is the current one, 6 years at Gilbert Greg RIA since 2020. Before joining Gilbert Greg RIA in 2020, Douglas Grau was registered through Infinity Financial Services and Principal Securities, Inc.
- – present · 6 yearsBrentwood, TN · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 3 yearsOakland, CA · Adviser representative · Firm CRD 144302
- Infinity Financial Services– · under a yearOakland, CA · Adviser representative · Firm CRD 144302
- Principal Securities, Inc.– · 4 yearsBrentwood, TN · Adviser representative · Firm CRD 1137
- Edward Jones– · 2 yearsNashville, TN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Douglas Grau is registered as an investment adviser representative in Tennessee, since April 2020.
- TennesseeSince 29 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 January 2010 |
| Series 7 | General Securities Representative Examination | 4 January 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas E Grau
- CRD
- 5736878
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- 5115 Maryland Way, Brentwood, TN 37027
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Douglas Grau work?
Douglas Grau is an investment adviser representative registered through Gilbert Greg RIA, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Grau a financial advisor?
Yes. Douglas Grau has a current investment-adviser registration in Tennessee, through Gilbert Greg RIA since April 2020.
How many years of experience does Douglas Grau have?
Douglas Grau has 16 years in the financial industry, since January 2010, across 4 adviser firms.
What exams has Douglas Grau passed?
Douglas Grau has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2010. FINRA credited Douglas Grau with the SIE, which began in October 2018.
Where did Douglas Grau work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Douglas Grau was registered through Infinity Financial Services, October 2016 to October 2016; Principal Securities, Inc., June 2012 to January 2017; Edward Jones, January 2010 to June 2012.
Where is Douglas Grau based?
Douglas Grau’s registered office is in Brentwood, TN.
Is Douglas Grau registered with FINRA?
Yes. Douglas Grau has a current broker registration, under CRD 5736878.
Source: FINRA BrokerCheck
How can I verify Douglas Grau’s record?
Search CRD 5736878 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Douglas Grau’s full registration record.