Donna Pleasant has been an investment adviser representative at Vision Capital Management since October 2016, and is not listed among the firm’s executive officers or direct owners.
Vision Capital Management Corporation is a firm with $145M under management, 59 clients and 3 advisers in one office, as of its March 2026 filing.
Donna Pleasant’s longest registration is the current one, 10 years at Vision Capital Management since 2016. Before joining Vision Capital Management in 2016, Donna Pleasant was registered through Strategic Investment Advisors, Inc. and Compass Capital Asset Management.
- Vision Capital & ManagementCurrent– present · 10 yearsMooresville, NC · Adviser representative · Firm CRD 118363
- Strategic Investment Advisors, Inc.– · 5 yearsAlbemarle, NC · Adviser representative · Firm CRD 117592
- Compass Capital Asset Management– · under a yearAlbemarle, NC · Adviser representative · Firm CRD 13787
Investment adviser representative registrations
Donna Pleasant is registered as an investment adviser representative in North Carolina, since October 2016.
- North CarolinaSince 13 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2016 |
| Series 66 | Uniform Combined State Law Examination | 15 June 2005 |
| Series 7 | General Securities Representative Examination | 28 March 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donna Lee Pleasant
- CRD
- 4927208
- Firm
- Vision Capital Management · CRD 118363
- Office
- Mooresville, NC
- Registration
- Investment adviser registration
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Donna Pleasant work?
Donna Pleasant is an investment adviser representative registered through Vision Capital Management Corporation since October 2016, and is not listed among the firm’s executive officers or direct owners.
Is Donna Pleasant a financial advisor?
Yes. Donna Pleasant has a current investment-adviser registration in North Carolina, through Vision Capital Management since October 2016.
How many years of experience does Donna Pleasant have?
Donna Pleasant has 20 years in the financial industry, since September 2006, across 3 adviser firms.
What exams has Donna Pleasant passed?
Donna Pleasant has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in March 2005. FINRA credited Donna Pleasant with the SIE, which began in October 2018.
Where did Donna Pleasant work before Vision Capital Management?
Before Vision Capital Management, Donna Pleasant was registered through Strategic Investment Advisors, Inc., July 2005 to September 2010; Compass Capital Asset Management, June 2005 to June 2005.
Where is Donna Pleasant based?
Donna Pleasant’s registered office is in Mooresville, NC.
Is Donna Pleasant registered with FINRA?
No. Donna Pleasant has no current broker registration.
How can I verify Donna Pleasant’s record?
Search CRD 4927208 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donna Pleasant’s full registration record.
- Eric VogenPresident
- Janet MesserChief Compliance Officer