Eric Vogen has been President of Vision Capital Management since December 2004, is a control person of the firm and directly owns 75% or more of it.
Vision Capital Management Corporation is a firm with $145M under management, 59 clients and 3 advisers in one office, as of its March 2026 filing.
- Vision Capital & ManagementCurrent– present · 22 yearsMooresville, NC · Adviser representative · Firm CRD 118363
Investment adviser representative registrations
Eric Vogen is registered as an investment adviser representative in North Carolina, since January 2004.
- North CarolinaSince 15 January 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2004 |
| Series 24 | General Securities Principal Examination | 17 December 2003 |
| Series 7 | General Securities Representative Examination | 8 December 1997 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 17 August 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric Lloyd Vogen
- CRD
- 1406908
- Firm
- Vision Capital Management · CRD 118363
- Role
- President
- Office
- Mooresville, NC
- Registration
- Investment adviser registration
- In the industry since
- November 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Vogen work?
Eric Vogen has been President of Vision Capital Management Corporation since December 2004, and is a control person of the firm.
Is Eric Vogen a financial advisor?
Yes. Eric Vogen has a current investment-adviser registration in North Carolina, through Vision Capital Management since January 2004.
How many years of experience does Eric Vogen have?
Eric Vogen has 40 years in the financial industry, since November 1985, across 1 adviser firm.
What exams has Eric Vogen passed?
Eric Vogen has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in October 1985. FINRA credited Eric Vogen with the SIE, which began in October 2018.
Where is Eric Vogen based?
Eric Vogen’s registered office is in Mooresville, NC.
Is Eric Vogen registered with FINRA?
No. Eric Vogen has no current broker registration.
How can I verify Eric Vogen’s record?
Search CRD 1406908 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Vogen’s full registration record.
- Janet MesserChief Compliance Officer