Donna Palais has been an investment adviser representative at Argus Investors' Counsel since September 1996, and is not listed among the firm’s executive officers or direct owners. Donna Palais holds a BS from Fordham University and an MBA from Fordham University.
Argus Investors' Counsel, Inc. is a New York, NY firm with $137M under management, 303 clients and 6 advisers in one office, as of its January 2026 filing.
Donna Palais is Vice President & Portfolio Manager of Argus Investors' Counsel. Palais manages portfolios for AIC clients, including public and corporate retirement funds, Taft-Hartley funds, foundations, endowments, and high-net-worth individuals. Prior to joining Argus, Palais managed equity and balanced portfolios at Citibank Global Asset Management.
- – present · 30 yearsStamford, CT · Adviser representative · Firm CRD 106981
Investment adviser representative registrations
Donna Palais is registered as an investment adviser representative in Connecticut, since March 2003.
- ConnecticutSince 10 March 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Donna Marie Palais
- CRD
- 2687928
- Firm
- Argus Investors' Counsel · CRD 106981
- Office
- 1281 E. MAIN STREET, FIRST FLOOR, Stamford, CT 06902
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- argusresearch.com
Where does Donna Palais work?
Donna Palais is an investment adviser representative registered through Argus Investors' Counsel, Inc. since September 1996, and is not listed among the firm’s executive officers or direct owners.
Is Donna Palais a financial advisor?
Yes. Donna Palais has a current investment-adviser registration in Connecticut, through Argus Investors' Counsel since September 1996.
How many years of experience does Donna Palais have?
Donna Palais has 30 years in the financial industry, since September 1996, across 1 adviser firm.
What exams has Donna Palais passed?
Donna Palais passed the Series 65 in November 1995.
Where is Donna Palais based?
Donna Palais’ registered office is in Stamford, CT.
Is Donna Palais registered with FINRA?
No. Donna Palais has no current broker registration.
How can I verify Donna Palais’ record?
Search CRD 2687928 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donna Palais’ full registration record.