Donna McConnell has been an investment adviser representative at HeadInvest since June 2006, and is not listed among the firm’s executive officers or direct owners. Donna McConnell holds a B.S. in Office Administration from Bryant University.
Headinvest, LLC is a Portland, ME firm with $892M under management, 445 clients and 6 advisers in one office, as of its March 2026 filing.
Donna McConnell is Portfolio Manager and Partner at HeadInvest. Her investment career began in 1980 at Conning and Company in Hartford, CT. In 1981 she joined Merrill Lynch in Portland, where she held various positions over 18 years.
Donna McConnell’s longest registration is the current one, 20 years at HeadInvest since 2006. Before joining HeadInvest in 2006, Donna McConnell was registered through Head and Associates, Inc.
- Head and Associates, Inc– · 3 yearsPortland, ME · Adviser representative · Firm CRD 106359
Investment adviser representative registrations
Donna McConnell is registered as an investment adviser representative in 2 states. Each was approved in June 2006.
- MaineSince 8 June 2006
- TexasSince 8 June 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1994 |
| Series 7 | General Securities Representative Examination | 3 April 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donna Dubois McConnell
- CRD
- 2337529
- Firm
- HeadInvest · CRD 140518
- Office
- 7 CUSTOM HOUSE ST, 4TH FLOOR, Portland, ME 04101-4194
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- headinvest.com
Where does Donna McConnell work?
Donna McConnell is an investment adviser representative registered through Headinvest, LLC since June 2006, and is not listed among the firm’s executive officers or direct owners.
Is Donna McConnell a financial advisor?
Yes. Donna McConnell has a current investment-adviser registration in Maine and Texas, through HeadInvest since June 2006.
How many years of experience does Donna McConnell have?
Donna McConnell has 23 years in the financial industry, since January 2003, across 2 adviser firms.
What exams has Donna McConnell passed?
Donna McConnell has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1993.
Where is Donna McConnell based?
Donna McConnell’s registered office is in Portland, ME.
Is Donna McConnell registered with FINRA?
No. Donna McConnell has no current broker registration.
How can I verify Donna McConnell’s record?
Search CRD 2337529 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donna McConnell’s full registration record.
