Donald St. Clair has been President, CCO, Member of St. Clair Financial since December 2009, is a control person of the firm and directly owns 75% or more of it. Donald St. Clair holds a Bachelor's Degree in Finance from California State University, Long Beach.
St. Clair Financial LLC is a Roseville, CA firm with $141M under management, 93 clients and 2 advisers in one office, as of its February 2026 filing.
Don St. Clair is Founder of St. Clair Financial. He has been practicing financial planning since graduating with a degree in finance in 1991, and the firm's planning services center on tax and retirement planning. He is a former IRS Enrolled Agent.
Donald St. Clair’s longest registration was 18 years at National Planning Corporation ("NPC of America" in FL & NY) (1999–2017). Before joining St. Clair Financial in 2010, Donald St. Clair was registered through National Planning Corporation ("NPC of America" in FL & NY).
- St. Clair FinancialCurrent– present · 16 yearsRoseville, CA · Adviser representative · Firm CRD 151251
- National Planning Corporation ("NPC of America" in FL & NY)– · 18 yearsRoseville, CA · Adviser representative · Firm CRD 29604
Professional designations
Listed by St. Clair Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary (AIF®)
- Chartered Special Needs Consultant (ChSNC®)
- Certified College Financial Consultant (CCFC)
Investment adviser representative registrations
Donald St. Clair is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2010; the most recent is Texas, in April 2022.
- CaliforniaSince 16 February 2010
- TexasResidentSince 8 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 31 March 2003 |
| Series 24 | General Securities Principal Examination | 4 November 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 1999 |
| Series 7 | General Securities Representative Examination | 18 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 May 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 April 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Donald Lee St. Clair
- CRD
- 2478175
- Firm
- St. Clair Financial · CRD 151251
- Role
- President, CCO, Member
- Office
- 2140 PROFESSIONAL DRIVE, SUITE 250, Roseville, CA 95661
- Registration
- Investment adviser registration
- In the industry since
- May 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stclairfinancial.com
Where does Donald St. Clair work?
Donald St. Clair has been President, CCO, Member of St. Clair Financial LLC since December 2009, and is a control person of the firm.
Is Donald St. Clair a financial advisor?
Yes. Donald St. Clair has a current investment-adviser registration in California and Texas, through St. Clair Financial since February 2010.
How many years of experience does Donald St. Clair have?
Donald St. Clair has 32 years in the financial industry, since May 1994, across 2 adviser firms.
What exams has Donald St. Clair passed?
Donald St. Clair has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 6, was passed in April 1994. FINRA credited Donald St. Clair with the SIE, which began in October 2018.
Where is Donald St. Clair based?
Donald St. Clair’s registered office is in Roseville, CA.
Is Donald St. Clair registered with FINRA?
No. Donald St. Clair has no current broker registration.
Is Donald St. Clair a CFP?
St. Clair Financial lists Donald St. Clair with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Donald St. Clair’s record?
Search CRD 2478175 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald St. Clair’s full registration record.