Dirk Bernd has been an investment adviser representative at Leonard Rickey Investment Advisors, P.L.L.C. since January 2016, and is not listed among the firm’s executive officers or direct owners.
Leonard Rickey Investment Advisors, P.L.L.C. is a Yakima, WA firm with $958M under management, 1,102 clients and 9 advisers across 3 offices, as of its September 2026 filing.
- – present · 10 yearsYakima, WA · Adviser representative · Firm CRD 116891
Investment adviser representative registrations
Dirk Bernd is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2016; the most recent is Texas, in April 2019.
- TexasResidentSince 8 April 2019
- WashingtonSince 8 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 January 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Dirk Byron Bernd
- CRD
- 6589754
- Firm
- Leonard Rickey Investment Advisors, P.L.L.C. · CRD 116891
- Office
- 3908 CREEKSIDE LOOP, SUITE 100, Yakima, WA 98902
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Dirk Bernd work?
Dirk Bernd is an investment adviser representative registered through Leonard Rickey Investment Advisors, P.L.L.C. since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Dirk Bernd a financial advisor?
Yes. Dirk Bernd has a current investment-adviser registration in Texas and Washington, through Leonard Rickey Investment Advisors, P.L.L.C. since January 2016.
How many years of experience does Dirk Bernd have?
Dirk Bernd has 10 years in the financial industry, since January 2016, across 1 adviser firm.
What exams has Dirk Bernd passed?
Dirk Bernd passed the Series 65 in January 2016.
Where is Dirk Bernd based?
Dirk Bernd’s registered office is in Yakima, WA.
Is Dirk Bernd registered with FINRA?
No. Dirk Bernd has no current broker registration.
How can I verify Dirk Bernd’s record?
Search CRD 6589754 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dirk Bernd’s full registration record.