Susan Van Tress has been Chief Operating Officer of Leonard Rickey Investment Advisors, P.L.L.C. since November 2021, is a control person of the firm and directly owns under 5% of it.
Leonard Rickey Investment Advisors, P.L.L.C. is a Yakima, WA firm with $958M under management, 1,102 clients and 9 advisers across 3 offices, as of its September 2026 filing.
Susan Van Tress’ longest registration is the current one, 11 years at Leonard Rickey Investment Advisors, P.L.L.C. since 2015. Before joining Leonard Rickey Investment Advisors, P.L.L.C. in 2015, Susan Van Tress was registered through LPL Financial LLC.
- – present · 11 yearsYakima, WA · Adviser representative · Firm CRD 116891
- LPL Financial LLC– · 8 yearsRichland, WA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Susan Van Tress is registered as an investment adviser representative in Washington, since January 2015.
- WashingtonSince 13 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 March 2005 |
| Series 7 | General Securities Representative Examination | 13 January 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Susan Marie Van Tress
- CRD
- 4304938
- Firm
- Leonard Rickey Investment Advisors, P.L.L.C. · CRD 116891
- Role
- Chief Operating Officer
- Office
- 3908 CREEKSIDE LOOP, SUITE 100, Yakima, WA 98902
- Registration
- Investment adviser registration
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Susan Van Tress work?
Susan Van Tress has been Chief Operating Officer of Leonard Rickey Investment Advisors, P.L.L.C. since November 2021, and is a control person of the firm.
Is Susan Van Tress a financial advisor?
Yes. Susan Van Tress has a current investment-adviser registration in Washington, through Leonard Rickey Investment Advisors, P.L.L.C. since January 2015.
How many years of experience does Susan Van Tress have?
Susan Van Tress has 20 years in the financial industry, since September 2006, across 2 adviser firms.
What exams has Susan Van Tress passed?
Susan Van Tress has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2005. FINRA credited Susan Van Tress with the SIE, which began in October 2018.
Where did Susan Van Tress work before Leonard Rickey Investment Advisors, P.L.L.C.?
Before Leonard Rickey Investment Advisors, P.L.L.C., Susan Van Tress was registered through LPL Financial LLC, March 2005 to July 2013.
Where is Susan Van Tress based?
Susan Van Tress’ registered office is in Yakima, WA.
Is Susan Van Tress registered with FINRA?
No. Susan Van Tress has no current broker registration.
How can I verify Susan Van Tress’ record?
Search CRD 4304938 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Susan Van Tress’ full registration record.