Benjamin Rickey has been Member / Chief Compliance Officer of Leonard Rickey Investment Advisors, P.L.L.C. since December 2001, is a control person of the firm and directly owns between 25% and 50% of it.
Leonard Rickey Investment Advisors, P.L.L.C. is a Yakima, WA firm with $958M under management, 1,102 clients and 9 advisers across 3 offices, as of its September 2026 filing.
Benjamin Rickey’s longest registration is the current one, 28 years at Leonard Rickey Investment Advisors, P.L.L.C. since 1998.
- LPL Financial LLC– · 14 yearsYakima, WA · Adviser representative · Firm CRD 6413
- – present · 28 yearsYakima, WA · Adviser representative · Firm CRD 116891
Investment adviser representative registrations
Benjamin Rickey is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 1998; the most recent is Texas, in April 2013.
- TexasResidentSince 9 April 2013
- WashingtonSince 22 January 1998
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 February 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1997 |
| Series 7 | General Securities Representative Examination | 13 May 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin John Rickey
- CRD
- 2889615
- Firm
- Leonard Rickey Investment Advisors, P.L.L.C. · CRD 116891
- Role
- Member / Chief Compliance Officer
- Office
- 3908 CREEKSIDE LOOP, STE 100, Yakima, WA 98902
- Registration
- Investment adviser registration
- In the industry since
- January 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Rickey work?
Benjamin Rickey has been Member / Chief Compliance Officer of Leonard Rickey Investment Advisors, P.L.L.C. since December 2001, and is a control person of the firm.
Is Benjamin Rickey a financial advisor?
Yes. Benjamin Rickey has a current investment-adviser registration in Texas and Washington, through Leonard Rickey Investment Advisors, P.L.L.C. since January 1998.
How many years of experience does Benjamin Rickey have?
Benjamin Rickey has 28 years in the financial industry, since January 1998, across 2 adviser firms.
What exams has Benjamin Rickey passed?
Benjamin Rickey has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 24. The earliest, the Series 7, was passed in May 1997. FINRA credited Benjamin Rickey with the SIE, which began in October 2018.
Where is Benjamin Rickey based?
Benjamin Rickey’s registered office is in Yakima, WA.
Is Benjamin Rickey registered with FINRA?
No. Benjamin Rickey has no current broker registration.
How can I verify Benjamin Rickey’s record?
Search CRD 2889615 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Rickey’s full registration record.