Dennis Koenning has been an investment adviser representative at Your Ia since April 2026, and is not listed among the firm’s executive officers or direct owners.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Dennis Koenning’s longest registration was 14 years at Transamerica Financial Advisors, LLC (2012–2026). Before joining Your Ia in 2026, Dennis Koenning was registered through Transamerica Financial Advisors, LLC and Investment Advisors International, Inc.
- Transamerica Financial Advisors, LLC– · 14 yearsAlpharetta, GA · Adviser representative · Firm CRD 16164
- Investment Advisors International, Inc.– · 1 yearDuluth, GA · Adviser representative · Firm CRD 139233
- American Wealth Management, Inc.– · 6 yearsBuford, GA · Adviser representative · Firm CRD 25536
Investment adviser representative registrations
Dennis Koenning is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2026; the most recent is New Jersey, in August 2026.
- GeorgiaSince 14 April 2026
- New JerseySince 7 August 2026
- TexasResidentSince 6 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 15 November 1993 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 January 1987 |
| Series 7 | General Securities Representative Examination | 20 December 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dennis Charles Koenning
- CRD
- 1599307
- Firm
- Your Ia · CRD 338535
- Office
- Cummings, GA
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dennis Koenning work?
Dennis Koenning is an investment adviser representative registered through Your Ia, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Dennis Koenning a financial advisor?
Yes. Dennis Koenning has a current investment-adviser registration in Georgia, New Jersey and Texas, through Your Ia since April 2026.
How many years of experience does Dennis Koenning have?
Dennis Koenning has 39 years in the financial industry, since September 1987, across 4 adviser firms.
What exams has Dennis Koenning passed?
Dennis Koenning has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in December 1986. FINRA credited Dennis Koenning with the SIE, which began in October 2018.
Where did Dennis Koenning work before Your Ia?
Before Your Ia, Dennis Koenning was registered through Transamerica Financial Advisors, LLC, January 2012 to March 2026; Investment Advisors International, Inc., September 2010 to January 2012; American Wealth Management, Inc., February 2003 to December 2009.
Where is Dennis Koenning based?
Dennis Koenning’s registered office is in Cummings, GA.
Is Dennis Koenning registered with FINRA?
Yes. Dennis Koenning has a current broker registration, under CRD 1599307.
Source: FINRA BrokerCheck
How can I verify Dennis Koenning’s record?
Search CRD 1599307 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dennis Koenning’s full registration record.