Denise Petersen has been an investment adviser representative at Asset One Wealth Management since September 2025, and is not listed among the firm’s executive officers or direct owners.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Denise Petersen’s longest registration was 16 years at NWF Advisory Services Inc (2009–2025). Before joining Asset One Wealth Management in 2025, Denise Petersen was registered through Osaic Wealth, Inc. and NWF Advisory Services Inc.
- – present · 1 yearPhilomath, OR · Adviser representative · Firm CRD 336350
- Osaic Wealth, Inc.– · 15 yearsPhilomath, OR · Adviser representative · Firm CRD 23131
- NWF Advisory Services Inc– · 16 yearsPhilomath, OR · Adviser representative · Firm CRD 110410
- Sterling Financial Services, Inc– · 6 yearsOakland, CA · Adviser representative · Firm CRD 113646
- Royal Alliance Associates, Inc.– · 1 yearPhilomath, OR · Adviser representative · Firm CRD 23131
Investment adviser representative registrations
Denise Petersen is registered as an investment adviser representative in Oregon, since September 2025.
- OregonSince 24 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 September 2000 |
| Series 31 | Futures Managed Funds Examination | 10 July 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 February 1990 |
| Series 7 | General Securities Representative Examination | 16 December 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Denise Marie Petersen
- CRD
- 2016985
- Firm
- Asset One Wealth Management · CRD 336350
- Office
- 35006 Hawk Hill Road, Philomath, OR 97370
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Denise Petersen work?
Denise Petersen is an investment adviser representative registered through Asset One Wealth Management, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Denise Petersen a financial advisor?
Yes. Denise Petersen has a current investment-adviser registration in Oregon, through Asset One Wealth Management since September 2025.
How many years of experience does Denise Petersen have?
Denise Petersen has 36 years in the financial industry, since December 1989, across 4 adviser firms.
What exams has Denise Petersen passed?
Denise Petersen has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in December 1989. FINRA credited Denise Petersen with the SIE, which began in October 2018.
Where did Denise Petersen work before Asset One Wealth Management?
Before Asset One Wealth Management, Denise Petersen was registered through Osaic Wealth, Inc., October 2009 to September 2025; NWF Advisory Services Inc, March 2009 to September 2025; Sterling Financial Services, Inc, October 2002 to March 2009; Royal Alliance Associates, Inc., October 2000 to October 2002.
Where is Denise Petersen based?
Denise Petersen’s registered office is in Philomath, OR.
Is Denise Petersen registered with FINRA?
Yes. Denise Petersen has a current broker registration, under CRD 2016985.
Source: FINRA BrokerCheck
How can I verify Denise Petersen’s record?
Search CRD 2016985 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Denise Petersen’s full registration record.