Deborah Spencer has been an investment adviser representative at Reyes Financial Architecture since August 2024, and is not listed among the firm’s executive officers or direct owners.
Reyes Financial Architecture Inc. is a San Diego, CA firm with $196M under management, 170 clients and 4 advisers in one office, as of its March 2026 filing.
Deborah Spencer is Senior Financial Advisor and Operations Manager of Reyes Financial Architecture. She has been part of the Reyes team since 2016. In addition to meeting with and advising clients, she supports the firm's portfolio management strategies, SEC regulatory compliance and day-to-day operations. She began her career in banking in 2007 before moving into the operational side of the registered investment advisory industry.
- – present · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 153194
Investment adviser representative registrations
Deborah Spencer is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 26 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 August 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Deborah Lorraine Spencer
- CRD
- 6416350
- Firm
- Reyes Financial Architecture · CRD 153194
- Office
- 4660 LA JOLLA VILLAGE DRIVE, SUITE 725, San Diego, CA 92122
- Registration
- Investment adviser registration
- In the industry since
- August 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- reyesplan.com
Where does Deborah Spencer work?
Deborah Spencer is an investment adviser representative registered through Reyes Financial Architecture Inc. since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Deborah Spencer a financial advisor?
Yes. Deborah Spencer has a current investment-adviser registration in California, through Reyes Financial Architecture since August 2024.
How many years of experience does Deborah Spencer have?
Deborah Spencer has 2 years in the financial industry, since August 2024, across 1 adviser firm.
What exams has Deborah Spencer passed?
Deborah Spencer passed the Series 65 in August 2024.
Where is Deborah Spencer based?
Deborah Spencer’s registered office is in San Diego, CA.
Is Deborah Spencer registered with FINRA?
No. Deborah Spencer has no current broker registration.
How can I verify Deborah Spencer’s record?
Search CRD 6416350 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Deborah Spencer’s full registration record.
