David Yoshioka has been an investment adviser representative at Highline Wealth Partners since September 2016, and is not listed among the firm’s executive officers or direct owners.
Highline Wealth Partners, LLC is a Sherman Oaks, CA firm with $868M under management, 360 clients and 15 advisers in one office, as of its June 2026 filing.
David Yoshioka’s longest registration was 14 years at Charlesworth & Rugg Inc (2002–2016). Before joining Highline Wealth Partners in 2016, David Yoshioka was registered through Charlesworth & Rugg Inc.
- Highline Wealth PartnersCurrent– present · 10 yearsSherman Oaks, CA · Adviser representative · Firm CRD 284712
- Charlesworth & Rugg Inc– · 14 yearsWoodland Hills, CA · Adviser representative · Firm CRD 104839
Investment adviser representative registrations
David Yoshioka is registered as an investment adviser representative in California, since September 2016.
- CaliforniaSince 15 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 November 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Kaoru Yoshioka
- CRD
- 4537826
- Firm
- Highline Wealth Partners · CRD 284712
- Office
- 15260 VENTURA BLVD., SUITE 855, Sherman Oaks, CA 91403
- Registration
- Investment adviser registration
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does David Yoshioka work?
David Yoshioka is an investment adviser representative registered through Highline Wealth Partners, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is David Yoshioka a financial advisor?
Yes. David Yoshioka has a current investment-adviser registration in California, through Highline Wealth Partners since September 2016.
How many years of experience does David Yoshioka have?
David Yoshioka has 24 years in the financial industry, since May 2002, across 2 adviser firms.
What exams has David Yoshioka passed?
David Yoshioka passed the Series 65 in November 2001.
Where did David Yoshioka work before Highline Wealth Partners?
Before Highline Wealth Partners, David Yoshioka was registered through Charlesworth & Rugg Inc, May 2002 to September 2016.
Where is David Yoshioka based?
David Yoshioka’s registered office is in Sherman Oaks, CA.
Is David Yoshioka registered with FINRA?
No. David Yoshioka has no current broker registration.
How can I verify David Yoshioka’s record?
Search CRD 4537826 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Yoshioka’s full registration record.
