Lisa Sternberg is Chief Operations Officer and Chief Compliance Officer of Highline Wealth Partners, is a control person of the firm and directly owns under 5% of it.
Highline Wealth Partners, LLC is a Sherman Oaks, CA firm with $868M under management, 360 clients and 15 advisers in one office, as of its June 2026 filing.
- Highline Wealth PartnersCurrent– present · 9 yearsSherman Oaks, CA · Adviser representative · Firm CRD 284712
Investment adviser representative registrations
Lisa Sternberg is registered as an investment adviser representative in California, since November 2016.
- CaliforniaSince 21 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2016 |
| Series 2 | Non-Member General Securities Examination | 21 March 1995 |
| Series 24 | General Securities Principal Examination | 2 October 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Non-Member General Securities Examination
- Name
- General Securities Principal Examination
- Full name
- Lisa Irwin Sternberg
- CRD
- 1998793
- Firm
- Highline Wealth Partners · CRD 284712
- Role
- Chief Operations Officer; Chief Compliance Officer
- Office
- 15260 VENTURA BLVD., SUITE 855, Sherman Oaks, CA 91403
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisa Sternberg work?
Lisa Sternberg is Chief Operations Officer; Chief Compliance Officer of Highline Wealth Partners, LLC, and is a control person of the firm.
Is Lisa Sternberg a financial advisor?
Yes. Lisa Sternberg has a current investment-adviser registration in California, through Highline Wealth Partners since November 2016.
How many years of experience does Lisa Sternberg have?
Lisa Sternberg has 9 years in the financial industry, since November 2016, across 1 adviser firm.
What exams has Lisa Sternberg passed?
Lisa Sternberg has passed 3 licensing exams: the Series 24, Series 2 and Series 65. The earliest, the Series 24, was passed in October 1989.
Where is Lisa Sternberg based?
Lisa Sternberg’s registered office is in Sherman Oaks, CA.
Is Lisa Sternberg registered with FINRA?
No. Lisa Sternberg has no current broker registration.
How can I verify Lisa Sternberg’s record?
Search CRD 1998793 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Sternberg’s full registration record.
