David Wolfensperger has been an investment adviser representative at Stewart Wealth Management since February 2018, and is not listed among the firm’s executive officers or direct owners.
Stewart Wealth Management, Inc. is a San Rafael, CA firm with $582M under management, 346 clients and 3 advisers in one office, as of its March 2026 filing.
David Wolfensperger’s longest registration is the current one, 8 years at Stewart Wealth Management since 2018. Before joining Stewart Wealth Management in 2018, David Wolfensperger was registered through First Republic Investment Management, Inc. and Credit Suisse Securities (USA) LLC.
- – present · 8 yearsSan Rafael, CA · Adviser representative · Firm CRD 143425
- First Republic Investment Management, Inc.– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 108559
- Credit Suisse Securities (USA) LLC– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 816
- A. G. Edwards & Sons, Inc.– · 1 yearWalnut Creek, CA · Adviser representative · Firm CRD 4
- UBS Painewebber Inc.– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
David Wolfensperger is registered as an investment adviser representative in California, since February 2018.
- CaliforniaSince 15 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 30 May 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 16 April 2002 |
| Series 66 | Uniform Combined State Law Examination | 9 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1994 |
| Series 7 | General Securities Representative Examination | 5 July 1994 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Potter Wolfensperger
- CRD
- 2406261
- Firm
- Stewart Wealth Management · CRD 143425
- Office
- 1050 NORTHGATE DRIVE, SUITE 333, San Rafael, CA 94903
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does David Wolfensperger work?
David Wolfensperger is an investment adviser representative registered through Stewart Wealth Management, Inc. since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is David Wolfensperger a financial advisor?
Yes. David Wolfensperger has a current investment-adviser registration in California, through Stewart Wealth Management since February 2018.
How many years of experience does David Wolfensperger have?
David Wolfensperger has 14 years in the financial industry, since December 2011, across 5 adviser firms.
What exams has David Wolfensperger passed?
David Wolfensperger has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in July 1994.
Where did David Wolfensperger work before Stewart Wealth Management?
Before Stewart Wealth Management, David Wolfensperger was registered through First Republic Investment Management, Inc., September 2010 to December 2012; Credit Suisse Securities (USA) LLC, August 2005 to March 2006; A. G. Edwards & Sons, Inc., March 2004 to July 2005; UBS Painewebber Inc., March 2001 to March 2003.
Where is David Wolfensperger based?
David Wolfensperger’s registered office is in San Rafael, CA.
Is David Wolfensperger registered with FINRA?
No. David Wolfensperger has no current broker registration.
How can I verify David Wolfensperger’s record?
Search CRD 2406261 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Wolfensperger’s full registration record.