Benjamin Stewart has been Principal, Owner & Chief Compliance Officer of Stewart Wealth Management since March 2007, is a control person of the firm and directly owns 75% or more of it.
Stewart Wealth Management, Inc. is a San Rafael, CA firm with $582M under management, 346 clients and 3 advisers in one office, as of its March 2026 filing.
Benjamin Stewart’s longest registration is the current one, 19 years at Stewart Wealth Management since 2007. Before joining Stewart Wealth Management in 2007, Benjamin Stewart was registered through Wachovia Securities, LLC.
- – present · 19 yearsSan Rafael, CA · Adviser representative · Firm CRD 143425
- Wachovia Securities, LLC– · 5 yearsSan Rafael, CA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Benjamin Stewart is registered as an investment adviser representative in Texas, as a resident of Texas, since April 2022.
- TexasResidentSince 18 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 April 2001 |
| Series 7 | General Securities Representative Examination | 8 March 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4350475
- Firm
- Stewart Wealth Management · CRD 143425
- Role
- Principal, Owner & Chief Compliance Officer
- Office
- 1050 NORTHGATE DRIVE, SUITE 333, San Rafael, CA 94903
- Registration
- Investment adviser registration
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Stewart work?
Benjamin Stewart has been Principal, Owner & Chief Compliance Officer of Stewart Wealth Management, Inc. since March 2007, and is a control person of the firm.
Is Benjamin Stewart a financial advisor?
Yes. Benjamin Stewart has a current investment-adviser registration in Texas, through Stewart Wealth Management since March 2007.
How many years of experience does Benjamin Stewart have?
Benjamin Stewart has 25 years in the financial industry, since October 2001, across 2 adviser firms.
What exams has Benjamin Stewart passed?
Benjamin Stewart has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2001.
Where is Benjamin Stewart based?
Benjamin Stewart’s registered office is in San Rafael, CA.
Is Benjamin Stewart registered with FINRA?
No. Benjamin Stewart has no current broker registration.
How can I verify Benjamin Stewart’s record?
Search CRD 4350475 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Stewart’s full registration record.