David Willeumier has been an investment adviser representative at Strategic Asset Management since March 2021, and is not listed among the firm’s executive officers or direct owners.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
David Willeumier’s longest registration was 10 years at Rda Financial Network (2010–2021). Before joining Strategic Asset Management in 2021, David Willeumier was registered through Rda Financial Network and HSBC Securities (USA) Inc.
- – present · 5 yearsEast Dundee, IL · Adviser representative · Firm CRD 306384
- Rda Financial Network– · 10 yearsSchaumburg, IL · Adviser representative · Firm CRD 147309
- HSBC Securities (USA) Inc.– · 1 yearMettawa, IL · Adviser representative · Firm CRD 19585
- UBS Financial Services Inc.– · 1 yearBarrington, IL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
David Willeumier is registered as an investment adviser representative in 2 states. Each was approved in March 2021.
- IllinoisSince 10 March 2021
- TexasSince 26 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 2004 |
| Series 7 | General Securities Representative Examination | 1 June 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David J Willeumier
- CRD
- 4782886
- Firm
- Strategic Asset Management · CRD 306384
- Office
- 206 North River Street, Ste 2B, East Dundee, IL 60118
- Registration
- Investment adviser registration
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does David Willeumier work?
David Willeumier is an investment adviser representative registered through Strategic Asset Management LLC. since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is David Willeumier a financial advisor?
Yes. David Willeumier has a current investment-adviser registration in Illinois and Texas, through Strategic Asset Management since March 2021.
How many years of experience does David Willeumier have?
David Willeumier has 22 years in the financial industry, since July 2004, across 4 adviser firms.
What exams has David Willeumier passed?
David Willeumier has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in June 2004. FINRA credited David Willeumier with the SIE, which began in October 2018.
Where did David Willeumier work before Strategic Asset Management?
Before Strategic Asset Management, David Willeumier was registered through Rda Financial Network, June 2010 to March 2021; HSBC Securities (USA) Inc., August 2008 to May 2010; UBS Financial Services Inc., February 2007 to August 2008.
Where is David Willeumier based?
David Willeumier’s registered office is in East Dundee, IL.
Is David Willeumier registered with FINRA?
No. David Willeumier has no current broker registration.
How can I verify David Willeumier’s record?
Search CRD 4782886 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Willeumier’s full registration record.