David Teroller has been an investment adviser representative at Blue Water Asset Management since March 2015, and is not listed among the firm’s executive officers or direct owners.
Blue Water Asset Management, LLC is a Grand Rapids, MI firm with $428M under management, 940 clients and 7 advisers across 3 offices, as of its June 2026 filing.
David Teroller’s longest registration is the current one, 11 years at Blue Water Asset Management since 2015. Before joining Blue Water Asset Management in 2015, David Teroller was registered through Capital Asset Advisory Services, LLC and Invest Financial Corporation.
- Blue Water Asset ManagementCurrent– present · 11 yearsGrand Rapids, MI · Adviser representative · Firm CRD 175362
- Capital Asset Advisory Services, LLC– · 2 yearsGrand Rapids, MI · Adviser representative · Firm CRD 110929
- Invest Financial Corporation– · under a yearGrand Rapids, MI · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
David Teroller is registered as an investment adviser representative in Michigan, since March 2015.
- MichiganSince 19 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 April 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Michael Teroller
- CRD
- 2039247
- Firm
- Blue Water Asset Management · CRD 175362
- Office
- 4120 E. BELTLINE AVE., SUITE 100, Grand Rapids, MI 49525
- Registration
- Investment adviser registration
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does David Teroller work?
David Teroller is an investment adviser representative registered through Blue Water Asset Management, LLC since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is David Teroller a financial advisor?
Yes. David Teroller has a current investment-adviser registration in Michigan, through Blue Water Asset Management since March 2015.
How many years of experience does David Teroller have?
David Teroller has 13 years in the financial industry, since October 2012, across 3 adviser firms.
What exams has David Teroller passed?
David Teroller has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in April 1990. FINRA credited David Teroller with the SIE, which began in October 2018.
Where did David Teroller work before Blue Water Asset Management?
Before Blue Water Asset Management, David Teroller was registered through Invest Financial Corporation, October 2012 to December 2012.
Where is David Teroller based?
David Teroller’s registered office is in Grand Rapids, MI.
Is David Teroller registered with FINRA?
No. David Teroller has no current broker registration.
How can I verify David Teroller’s record?
Search CRD 2039247 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Teroller’s full registration record.
- Nicolle RumseyChief Operating Officer
- Andy ArmstrongChief Compliance Officer
Mark RedfieldManaging Member