Mark Redfield has been Managing Member of Blue Water Asset Management since February 2015, is a control person of the firm and directly owns 75% or more of it. Mark Redfield studied at Grand Valley State University.
Blue Water Asset Management, LLC is a Grand Rapids, MI firm with $428M under management, 940 clients and 7 advisers across 3 offices, as of its June 2026 filing.
Mark Redfield is Managing Member of Redfield Financial Group LLC and a principal of Blue Water Asset Management, based in Grand Rapids, Michigan. He is an investment advisor representative and a member of the investment policy committee. He has over 40 years of experience in the financial service industry.
Mark Redfield’s longest registration is the current one, 11 years at Blue Water Asset Management since 2015. Before joining Blue Water Asset Management in 2015, Mark Redfield was registered through Capital Asset Advisory Services, LLC and Invest Financial Corporation.
- LPL Financial LLC– · 2 yearsGrand Rapids, MI · Adviser representative · Firm CRD 6413
- Blue Water Asset ManagementCurrent– present · 11 yearsGrand Rapids, MI · Adviser representative · Firm CRD 175362
- Capital Asset Advisory Services, LLC– · 4 yearsGrand Rapids, MI · Adviser representative · Firm CRD 110929
- Invest Financial Corporation– · 8 yearsGrand Rapids, MI · Adviser representative · Firm CRD 12984
- National Planning Corporation ("NPC of America" in FL & NY)– · 6 yearsGrand Rapids, MI · Adviser representative · Firm CRD 29604
Designations and memberships
Listed by Blue Water Asset Management
- Chartered Financial Consultant (ChFC®)
- Life Underwriter Training Council Fellow (LUTCF)
Investment adviser representative registrations
Mark Redfield is registered as an investment adviser representative in 2 states. The first approvals date from March 2015; the most recent is Texas, in September 2015.
- MichiganSince 19 March 2015
- TexasSince 25 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 16 October 2003 |
| Series 24 | General Securities Principal Examination | 21 June 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 March 1996 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Sid Redfield
- CRD
- 1564768
- Firm
- Blue Water Asset Management · CRD 175362
- Role
- Managing Member
- Office
- 4120 E. BELTLINE AVE., SUITE 100, Grand Rapids, MI 49525
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- redfieldfinancialgroup.com
Where does Mark Redfield work?
Mark Redfield has been Managing Member of Blue Water Asset Management, LLC since February 2015, and is a control person of the firm.
Is Mark Redfield a financial advisor?
Yes. Mark Redfield has a current investment-adviser registration in Michigan and Texas, through Blue Water Asset Management since March 2015.
How many years of experience does Mark Redfield have?
Mark Redfield has 39 years in the financial industry, since October 1986, across 5 adviser firms.
What exams has Mark Redfield passed?
Mark Redfield has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 63, was passed in October 1986. FINRA credited Mark Redfield with the SIE, which began in October 2018.
Where did Mark Redfield work before Blue Water Asset Management?
Before Blue Water Asset Management, Mark Redfield was registered through National Planning Corporation ("NPC of America" in FL & NY), January 2000 to December 2006.
Where is Mark Redfield based?
Mark Redfield’s registered office is in Grand Rapids, MI.
Is Mark Redfield registered with FINRA?
Yes. Mark Redfield has a current broker registration, under CRD 1564768.
Source: FINRA BrokerCheck
How can I verify Mark Redfield’s record?
Search CRD 1564768 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Redfield’s full registration record.
- Nicolle RumseyChief Operating Officer
- Andy ArmstrongChief Compliance Officer