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Nicolle Rumsey

Chief Operating Officer at Blue Water Asset Management in Grand Rapids, MI

Investment adviser registrationUpdated

Nicolle Rumsey is Chief Operating Officer of Blue Water Asset Management, LLC, an investment adviser managing $428M, and works from its Grand Rapids, MI office. Nicolle Rumsey has been registered as an investment adviser representative through Blue Water Asset Management since 25 July 2019, has 7 years in the industry across 1 firm and has passed the Series 65.

7
Years in industry
7
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Nicolle Rumsey has been Chief Operating Officer of Blue Water Asset Management since March 2015, is a control person of the firm and directly owns under 5% of it.

Blue Water Asset Management, LLC is a Grand Rapids, MI firm with $428M under management, 940 clients and 7 advisers across 3 offices, as of its June 2026 filing.

  1. Blue Water Asset ManagementCurrent
    – present · 7 years
    Grand Rapids, MI · Adviser representative · Firm CRD 175362

Credentials and registrations

Investment adviser representative registrations

Nicolle Rumsey is registered as an investment adviser representative in Michigan, since July 2019.

  • MichiganSince 25 July 2019

Examinations

Series 6525 July 2019
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Nicolle M. Rumsey
CRD
5512294
Firm
Blue Water Asset Management · CRD 175362
Role
Chief Operating Officer
Office
4120 E. BELTLINE AVE., SUITE 100, Grand Rapids, MI 49525
Registration
Investment adviser registration
In the industry since
July 2019
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Nicolle Rumsey work?

Nicolle Rumsey has been Chief Operating Officer of Blue Water Asset Management, LLC since March 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 June 2026

Is Nicolle Rumsey a financial advisor?

Yes. Nicolle Rumsey has a current investment-adviser registration in Michigan, through Blue Water Asset Management since July 2019.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Nicolle Rumsey have?

Nicolle Rumsey has 7 years in the financial industry, since July 2019, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Nicolle Rumsey passed?

Nicolle Rumsey passed the Series 65 in July 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Nicolle Rumsey based?

Nicolle Rumsey’s registered office is in Grand Rapids, MI.

Source: IAPD individual record, checked 22 October 2026

Is Nicolle Rumsey registered with FINRA?

No. Nicolle Rumsey has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Nicolle Rumsey’s record?

Search CRD 5512294 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicolle Rumsey’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Blue Water Asset Management

Sources

  1. IAPD individual record, CRD 5512294, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Blue Water Asset Management, LLC, filed 3 June 2026. Title, control and ownership bands.
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