David Suntken has been an investment adviser representative at RIA Advisory Group since August 2020, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
David Suntken’s longest registration was 12 years at LPL Financial LLC (2002–2015). Before joining RIA Advisory Group in 2020, David Suntken was registered through Visionpoint Advisory Group and LPL Financial LLC.
- RIA Advisory Group, LLCCurrent– present · 6 yearsAmes, IA · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 1 yearDes Moines, IA · Adviser representative · Firm CRD 168733
- Visionpoint Advisory Group– · 3 yearsAmes, IA · Adviser representative · Firm CRD 168733
- LPL Financial LLC– · 12 yearsDes Moines, IA · Adviser representative · Firm CRD 6413
- U.S. Bancorp Piper Jaffray Inc.– · 1 yearAmes, IA · Adviser representative · Firm CRD 665
Investment adviser representative registrations
David Suntken is registered as an investment adviser representative in Iowa, since August 2020.
- IowaSince 3 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 February 2003 |
| Series 66 | Uniform Combined State Law Examination | 25 June 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 1992 |
| Series 7 | General Securities Representative Examination | 11 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Michael Suntken
- CRD
- 2214499
- Firm
- RIA Advisory Group · CRD 152566
- Office
- Ames, IA
- Registration
- Investment adviser registration
- In the industry since
- March 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does David Suntken work?
David Suntken is an investment adviser representative registered through RIA Advisory Group, LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Suntken a financial advisor?
Yes. David Suntken has a current investment-adviser registration in Iowa, through RIA Advisory Group since August 2020.
How many years of experience does David Suntken have?
David Suntken has 34 years in the financial industry, since March 1992, across 4 adviser firms.
What exams has David Suntken passed?
David Suntken has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 66 and Series 24. The earliest, the Series 7, was passed in March 1992. FINRA credited David Suntken with the SIE, which began in October 2018.
Where did David Suntken work before RIA Advisory Group?
Before RIA Advisory Group, David Suntken was registered through Visionpoint Advisory Group, August 2018 to July 2020; Visionpoint Advisory Group, August 2014 to December 2017; LPL Financial LLC, December 2002 to October 2015; U.S. Bancorp Piper Jaffray Inc., July 2001 to December 2002.
Where is David Suntken based?
David Suntken’s registered office is in Ames, IA.
Is David Suntken registered with FINRA?
No. David Suntken has no current broker registration.
How can I verify David Suntken’s record?
Search CRD 2214499 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Suntken’s full registration record.
