David Stevens has been an investment adviser representative at A & I Financial Services since January 2019, and is not listed among the firm’s executive officers or direct owners. David Stevens holds a Bachelor's degree in Business Administration from the University of Nebraska and a Master's degree in Business Administration from the University of Nebraska.
A & I Financial Services, LLC is a Lone Tree, CO firm with $560M under management, 518 clients and 9 advisers in one office, as of its April 2026 filing.
David Stevens is a Financial Advisor of A&I Wealth Management with a background in accounting and auditing in industry and public accounting. In 1985 he left public accounting to start his financial consulting business. He has served on the board of directors of Pinnacol Assurance.
David Stevens’ longest registration was 20 years at Irongate Financial Services, Inc. (1999–2019). Before joining A & I Financial Services in 2019, David Stevens was registered through Irongate Financial Services, Inc. and Royal Alliance Associates, Inc.
- A & I Wealth ManagementCurrent– present · 7 yearsLone Tree, CO · Adviser representative · Firm CRD 148357
- Geneos Wealth Management, Inc.Also current– present · 18 yearsLone Tree, CO · Adviser representative · Firm CRD 120894
- Irongate Financial Services, Inc.– · 20 yearsEnglewood, CO · Adviser representative · Firm CRD 113378
- Royal Alliance Associates, Inc.– · 9 yearsEnglewood, CO · Adviser representative · Firm CRD 23131
Investment adviser representative registrations
David Stevens is registered as an investment adviser representative in Colorado, since April 2008.
- ColoradoSince 1 April 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 May 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 1987 |
| Series 7 | General Securities Representative Examination | 18 January 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Lee Stevens
- CRD
- 1444819
- Firm
- A & I Financial Services · CRD 148357
- Office
- 9605 KINGSTON COURT, SUITE 190, Lone Tree, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- assetsandincome.com
Where does David Stevens work?
David Stevens is an investment adviser representative registered through A & I Financial Services, LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is David Stevens a financial advisor?
Yes. David Stevens has a current investment-adviser registration in Colorado, through A & I Financial Services since January 2019.
How many years of experience does David Stevens have?
David Stevens has 40 years in the financial industry, since February 1986, across 4 adviser firms.
What exams has David Stevens passed?
David Stevens has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in January 1986. FINRA credited David Stevens with the SIE, which began in October 2018.
Where did David Stevens work before A & I Financial Services?
Before A & I Financial Services, David Stevens was registered through Royal Alliance Associates, Inc., January 1999 to April 2008.
Where is David Stevens based?
David Stevens’ registered office is in Lone Tree, CO.
Is David Stevens registered with FINRA?
Yes. David Stevens has a current broker registration, under CRD 1444819.
Source: FINRA BrokerCheck
How can I verify David Stevens’ record?
Search CRD 1444819 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Stevens’ full registration record.