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David Schnier

General Counsel and Secretary at Newedge Advisors

No current adviser or broker registrationSEC record checked 18 October 2026

1
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

David Schnier is General Counsel and Secretary of Newedge Advisors, LLC, a New Orleans investment adviser managing $43.2B. David Schnier has past investment-adviser registrations through 1 firm and has passed the Series 7, Series 24, SIE and Series 14.

Role at Newedge Advisors

Title on Schedule A
General Counsel and Secretary
Control
David Schnier is a control person of Newedge Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Schnier has held the filed role since January 2026.

The firm

Newedge Advisors, LLC
New Orleans, LA

Form ADV filed 1 October 2026

$43.2B AUM49,898 clients515 advisers234 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 · 2023
  2. New Edge Wealth
    – · 5 years
    Stamford, CT · Adviser representative · Firm CRD 307771
  3. Passed SIE · 2018
  4. Passed Series 24 · 2017
  5. Passed Series 7 · 2016

Registrations and exams

No current adviser or broker registration. David Schnier has passed 4 qualifying exams.

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 2415 February 2017
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 October 2016
Name
General Securities Representative Examination

Individual record

Full name
David Jason Schnier
CRD
5110928
Firm
Newedge Advisors, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Schnier work?

David Schnier has been General Counsel and Secretary of Newedge Advisors, LLC since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Does David Schnier have a current investment-adviser registration?

David Schnier has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has David Schnier passed?

David Schnier has passed 4 licensing exams: the Series 7, Series 24, SIE and Series 14. The earliest, the Series 7, was passed in October 2016.

Source: IAPD individual record, checked 18 October 2026

Where was David Schnier previously registered as an investment adviser?

David Schnier has past investment-adviser registrations through New Edge Wealth, October 2020 to May 2025, across 1 firm.

Source: IAPD individual record, checked 18 October 2026

Leadership at Newedge Advisors

  • Alexander Goss
    Chief Executive Officer/Founder
  • Justin Schoepf
    Vice President of Operations
  • Kyle Smith
    Vice President
  • Joseph Banco
    Chief Financial Officer and Treasurer
  • William Brand
    Chief Compliance Officer
  • Jeffrey Cutler
    Chief Experience Officer
  • Jennifer DeLoach
    Deputy Compliance Officer
  • Erin Sarver-Corbett
    Chief Operations Officer, Managing Director
  • David Symecko
    Managing Director, Business Development
  • Neil Turner
    Partner/Founder/Co-CEO

Sources

  1. IAPD individual record, CRD 5110928. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Newedge Advisors, LLC, filed 1 October 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Schnier or Newedge Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.