David Rookasin has been an investment adviser representative at Gilbert Greg RIA since March 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
David Rookasin’s longest registration is the current one, 6 years at Gilbert Greg RIA since 2020. Before joining Gilbert Greg RIA in 2020, David Rookasin was registered through Infinity Financial Services and Wells Fargo Clearing Services, LLC.
- – present · 6 yearsFairfield, CT · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 1 yearMonroe, CT · Adviser representative · Firm CRD 144302
- Wells Fargo Clearing Services, LLC– · 2 yearsOld Greenwich, CT · Adviser representative · Firm CRD 19616
- UBS Financial Services Inc.– · 4 yearsWestport, CT · Adviser representative · Firm CRD 8174
- Morgan Stanley– · 2 yearsWestport, CT · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
David Rookasin is registered as an investment adviser representative in Connecticut, since April 2020.
- ConnecticutSince 29 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 April 2010 |
| Series 7 | General Securities Representative Examination | 1 April 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Adam Rookasin
- CRD
- 5760016
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- Fairfield, CT
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does David Rookasin work?
David Rookasin is an investment adviser representative registered through Gilbert Greg RIA, LLC since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Rookasin a financial advisor?
Yes. David Rookasin has a current investment-adviser registration in Connecticut, through Gilbert Greg RIA since March 2020.
How many years of experience does David Rookasin have?
David Rookasin has 16 years in the financial industry, since May 2010, across 5 adviser firms.
What exams has David Rookasin passed?
David Rookasin has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2010. FINRA credited David Rookasin with the SIE, which began in October 2018.
Where did David Rookasin work before Gilbert Greg RIA?
Before Gilbert Greg RIA, David Rookasin was registered through Wells Fargo Clearing Services, LLC, August 2017 to October 2019; UBS Financial Services Inc., October 2012 to August 2017; Morgan Stanley, April 2010 to October 2012.
Where is David Rookasin based?
David Rookasin’s registered office is in Fairfield, CT.
Is David Rookasin registered with FINRA?
No. David Rookasin has no current broker registration.
How can I verify David Rookasin’s record?
Search CRD 5760016 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Rookasin’s full registration record.