David Reyes has been an investment adviser representative at Reyes Financial Architecture since June 2010, and is not listed among the firm’s executive officers or direct owners. David Reyes holds a Personal Financial Planning program from UCLA and a Retirement Income Planning Certification program from Wharton Business School.
Reyes Financial Architecture Inc. is a San Diego, CA firm with $196M under management, 170 clients and 4 advisers in one office, as of its March 2026 filing.
David Reyes is Founder and Chief Investment Officer of Reyes Financial Architecture, an SEC registered investment advisory firm. He has been an advisor for over 30 years and works in collaboration with CPAs, estate planning attorneys and other advisors so that planning is both implemented and integrated. He has co-authored five books on retirement, retirement income planning and estate planning.
David Reyes’ longest registration is the current one, 16 years at Reyes Financial Architecture since 2010. Before joining Reyes Financial Architecture in 2010, David Reyes was registered through NFP Securities, Inc. and Qa3 Financial LLC.
- – present · 16 yearsSan Diego, CA · Adviser representative · Firm CRD 153194
- NFP Securities, Inc.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 42046
- Qa3 Financial LLC– · 4 yearsSan Diego, CA · Adviser representative · Firm CRD 104957
Investment adviser representative registrations
David Reyes is registered as an investment adviser representative in California, since June 2010.
- CaliforniaSince 22 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 May 2010 |
| Series 7 | General Securities Representative Examination | 10 July 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 July 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 2720768
- Firm
- Reyes Financial Architecture · CRD 153194
- Office
- 4660 LA JOLLA VILLAGE DRIVE, SUITE 725, San Diego, CA 92122
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- reyesplan.com
Where does David Reyes work?
David Reyes is an investment adviser representative registered through Reyes Financial Architecture Inc. since June 2010, and is not listed among the firm’s executive officers or direct owners.
Is David Reyes a financial advisor?
Yes. David Reyes has a current investment-adviser registration in California, through Reyes Financial Architecture since June 2010.
How many years of experience does David Reyes have?
David Reyes has 21 years in the financial industry, since August 2005, across 3 adviser firms.
What exams has David Reyes passed?
David Reyes has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in June 1996.
Where did David Reyes work before Reyes Financial Architecture?
Before Reyes Financial Architecture, David Reyes was registered through NFP Securities, Inc., October 2005 to June 2006; Qa3 Financial LLC, May 2001 to July 2005.
Where is David Reyes based?
David Reyes’ registered office is in San Diego, CA.
Is David Reyes registered with FINRA?
No. David Reyes has no current broker registration.
How can I verify David Reyes’ record?
Search CRD 2720768 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Reyes’ full registration record.
