David Holloway has been an investment adviser representative at Northern Capital Management since June 2003, and is not listed among the firm’s executive officers or direct owners. David Holloway holds an Undergraduate degree in Economics from the University of Washington and a Master's degree in Business Administration from the University of Idaho.
Northern Capital Management, Inc. is a Spokane, WA firm with $918M under management, 739 clients and 8 advisers across 2 offices, as of its September 2026 filing.
David Holloway is a Financial Advisor of Northern Capital Management, where he has been an advisor since 2003. As a voting member of the Investment Committee, he participates in fund research and selection. As Financial Advisor, he conducts meetings with individual clients, plan sponsors and trustees, as well as participant education.
David Holloway’s longest registration is the current one, 23 years at Northern Capital Management since 2003. Before joining Northern Capital Management in 2003, David Holloway was registered through Linsco/Private Ledger Corp.
- Northern Capital Retirement Services, Inc.– · 13 yearsPost Falls, ID · Adviser representative · Firm CRD 163327
- – present · 23 yearsPost Falls, ID · Adviser representative · Firm CRD 111379
- Linsco/Private Ledger Corp.– · 1 yearSpokane, WA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Northern Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary®
Investment adviser representative registrations
David Holloway is registered as an investment adviser representative in 3 states. The first approvals date from June 2003; the most recent is Texas, in September 2015.
- IdahoSince 28 September 2005
- TexasSince 2 September 2015
- WashingtonSince 30 June 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 11 March 2004 |
| Series 66 | Uniform Combined State Law Examination | 16 August 2001 |
| Series 7 | General Securities Representative Examination | 3 July 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David B Holloway
- CRD
- 4419768
- Firm
- Northern Capital Management · CRD 111379
- Office
- 1810 SCHNEIDMILLER AVE. SUITE 340, Post Falls, ID 83854
- Registration
- Investment adviser registration
- In the industry since
- November 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northernwelcome.com
Where does David Holloway work?
David Holloway is an investment adviser representative registered through Northern Capital Management, Inc. since June 2003, and is not listed among the firm’s executive officers or direct owners.
Is David Holloway a financial advisor?
Yes. David Holloway has a current investment-adviser registration in Idaho, Texas and Washington, through Northern Capital Management since June 2003.
How many years of experience does David Holloway have?
David Holloway has 24 years in the financial industry, since November 2001, across 3 adviser firms.
What exams has David Holloway passed?
David Holloway has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in July 2001. FINRA credited David Holloway with the SIE, which began in October 2018.
Where did David Holloway work before Northern Capital Management?
Before Northern Capital Management, David Holloway was registered through Linsco/Private Ledger Corp., September 2001 to May 2003.
Where is David Holloway based?
David Holloway’s registered office is in Post Falls, ID.
Is David Holloway registered with FINRA?
No. David Holloway has no current broker registration.
Is David Holloway a CFP?
Northern Capital Management lists David Holloway with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify David Holloway’s record?
Search CRD 4419768 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Holloway’s full registration record.
