David Hicks has been an investment adviser representative at Kerux since September 2023, and is not listed among the firm’s executive officers or direct owners.
Kerux, LLC is a Granite Bay, CA firm with $428M under management, 541 clients and 2 advisers across 2 offices, as of its July 2026 filing.
David Hicks’ longest registration was 3 years at The Wealth Consulting Group (2020–2023). Before joining Kerux in 2023, David Hicks was registered through The Wealth Consulting Group.
- The Wealth Consulting Group– · 3 yearsGranite Bay, CA · Adviser representative · Firm CRD 173194
Investment adviser representative registrations
David Hicks is registered as an investment adviser representative in 2 states. The first approvals date from September 2023; the most recent is Texas, in January 2024.
- CaliforniaSince 8 September 2023
- TexasSince 18 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 November 2019 |
| Series 7TO | General Securities Representative Examination | 21 October 2019 |
| SIE | Securities Industry Essentials Examination | 6 July 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7172378
- Firm
- Kerux · CRD 327724
- Office
- 4180 DOUGLAS BLVD, SUITE 200, Granite Bay, CA 95746
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Hicks work?
David Hicks is an investment adviser representative registered through Kerux, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is David Hicks a financial advisor?
Yes. David Hicks has a current investment-adviser registration in California and Texas, through Kerux since September 2023.
How many years of experience does David Hicks have?
David Hicks has 7 years in the financial industry, since October 2019, across 2 adviser firms.
What exams has David Hicks passed?
David Hicks has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2019.
Where is David Hicks based?
David Hicks’ registered office is in Granite Bay, CA.
Is David Hicks registered with FINRA?
Yes. David Hicks has a current broker registration, under CRD 7172378.
Source: FINRA BrokerCheck
How can I verify David Hicks’ record?
Search CRD 7172378 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Hicks’ full registration record.