David Gwynn has been an investment adviser representative at FLFS Advisory since April 2025, and is not listed among the firm’s executive officers or direct owners.
FLFS Advisory LLC is a Victor, NY firm with $161M under management, 203 clients and 5 advisers in one office, as of its June 2026 filing.
David Gwynn’s longest registration was 4 years at Grove Point Advisors, LLC (2021–2025). Before joining FLFS Advisory in 2025, David Gwynn was registered through Grove Point Advisors, LLC and H. Beck, Inc.
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Grove Point Advisors, LLC– · 4 yearsVictor, NY · Adviser representative · Firm CRD 313171
- H. Beck, Inc.– · 2 yearsVictor, NY · Adviser representative · Firm CRD 1763
Investment adviser representative registrations
David Gwynn is registered as an investment adviser representative in New York, since April 2025.
- New YorkSince 29 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1994 |
| Series 1 | Registered Representative Examination | 7 February 1969 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- David Foote Gwynn
- CRD
- 232599
- Firm
- FLFS Advisory · CRD 334771
- Office
- 29 LASALLE PARKWAY, Victor, NY 14564
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1969
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Gwynn work?
David Gwynn is an investment adviser representative registered through FLFS Advisory LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Gwynn a financial advisor?
Yes. David Gwynn has a current investment-adviser registration in New York, through FLFS Advisory since April 2025.
How many years of experience does David Gwynn have?
David Gwynn has 57 years in the financial industry, since February 1969, across 4 adviser firms.
What exams has David Gwynn passed?
David Gwynn has passed 3 licensing exams: the Series 1, Series 63 and Series 7TO. The earliest, the Series 1, was passed in February 1969. FINRA credited David Gwynn with the SIE, which began in October 2018.
Where did David Gwynn work before FLFS Advisory?
Before FLFS Advisory, David Gwynn was registered through H. Beck, Inc., October 2018 to April 2021.
Where is David Gwynn based?
David Gwynn’s registered office is in Victor, NY.
Is David Gwynn registered with FINRA?
Yes. David Gwynn has a current broker registration, under CRD 232599.
Source: FINRA BrokerCheck
How can I verify David Gwynn’s record?
Search CRD 232599 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Gwynn’s full registration record.