Alan Deuel has been Owner and Chief Compliance Officer of FLFS Advisory since March 2025, is a control person of the firm and directly owns between 50% and 75% of it.
FLFS Advisory LLC is a Victor, NY firm with $161M under management, 203 clients and 5 advisers in one office, as of its June 2026 filing.
Alan Deuel’s longest registration was 4 years at Grove Point Advisors, LLC (2021–2025). Before joining FLFS Advisory in 2025, Alan Deuel was registered through Grove Point Advisors, LLC and H. Beck, Inc.
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Grove Point Advisors, LLC– · 4 yearsVictor, NY · Adviser representative · Firm CRD 313171
- H. Beck, Inc.– · under a yearVictor, NY · Adviser representative · Firm CRD 1763
Investment adviser representative registrations
Alan Deuel is registered as an investment adviser representative in New York, since April 2025.
- New YorkSince 29 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 27 June 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 2002 |
| Series 7 | General Securities Representative Examination | 13 February 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alan David Deuel
- CRD
- 4491168
- Firm
- FLFS Advisory · CRD 334771
- Role
- Owner and Chief Compliance Officer
- Office
- 29 LASALLE PARKWAY, Victor, NY 14564
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alan Deuel work?
Alan Deuel has been Owner and Chief Compliance Officer of FLFS Advisory LLC since March 2025, and is a control person of the firm.
Is Alan Deuel a financial advisor?
Yes. Alan Deuel has a current investment-adviser registration in New York, through FLFS Advisory since April 2025.
How many years of experience does Alan Deuel have?
Alan Deuel has 24 years in the financial industry, since February 2002, across 4 adviser firms.
What exams has Alan Deuel passed?
Alan Deuel has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 2002. FINRA credited Alan Deuel with the SIE, which began in October 2018.
Where did Alan Deuel work before FLFS Advisory?
Before FLFS Advisory, Alan Deuel was registered through H. Beck, Inc., May 2020 to April 2021.
Where is Alan Deuel based?
Alan Deuel’s registered office is in Victor, NY.
Is Alan Deuel registered with FINRA?
Yes. Alan Deuel has a current broker registration, under CRD 4491168.
Source: FINRA BrokerCheck
How can I verify Alan Deuel’s record?
Search CRD 4491168 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alan Deuel’s full registration record.