David Cain has been an investment adviser representative at Castleview Partners since September 2023, and is not listed among the firm’s executive officers or direct owners.
Castleview Partners, LLC is a Dallas, TX firm with $417M under management, 594 clients and 12 advisers across 6 offices, as of its May 2026 filing.
David Cain’s longest registration was 5 years at Lake Point Wealth Management, LLC (2016–2022). Before joining Castleview Partners in 2023, David Cain was registered through Mercer Global Advisors Inc. and Lake Point Wealth Management, LLC.
- Castleview Partners, LLCCurrent– present · 3 yearsPlano, TX · Adviser representative · Firm CRD 281410
- Mercer Global Advisors Inc.– · 1 yearPlano, TX · Adviser representative · Firm CRD 147363
- Lake Point Wealth Management, LLC– · 5 yearsHeath, TX · Adviser representative · Firm CRD 170398
Investment adviser representative registrations
David Cain is registered as an investment adviser representative in Texas, since September 2023.
- TexasSince 14 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Allen Cain
- CRD
- 6475492
- Firm
- Castleview Partners · CRD 281410
- Office
- 1012 E. Park Blvd., Suite 975, Plano, TX 75074
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does David Cain work?
David Cain is an investment adviser representative registered through Castleview Partners, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is David Cain a financial advisor?
Yes. David Cain has a current investment-adviser registration in Texas, through Castleview Partners since September 2023.
How many years of experience does David Cain have?
David Cain has 9 years in the financial industry, since August 2017, across 3 adviser firms.
What exams has David Cain passed?
David Cain passed the Series 65 in December 2016.
Where did David Cain work before Castleview Partners?
Before Castleview Partners, David Cain was registered through Mercer Global Advisors Inc., December 2021 to January 2023; Lake Point Wealth Management, LLC, December 2016 to June 2022.
Where is David Cain based?
David Cain’s registered office is in Plano, TX.
Is David Cain registered with FINRA?
No. David Cain has no current broker registration.
How can I verify David Cain’s record?
Search CRD 6475492 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Cain’s full registration record.
