David Fajardo has been Principal, Director of Capital Markets of Castleview Partners since October 2018, is a control person of the firm and directly owns between 5% and 10% of it.
Castleview Partners, LLC is a Dallas, TX firm with $417M under management, 594 clients and 12 advisers across 6 offices, as of its May 2026 filing.
- FDX Advisors, Inc.– · 1 yearDallas, TX · Adviser representative · Firm CRD 104601
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 March 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 1 March 2008 |
| Series 24 | General Securities Principal Examination | 17 November 2007 |
| Series 7 | General Securities Representative Examination | 15 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 June 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 October 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Moises Fajardo
- CRD
- 4703965
- Firm
- Castleview Partners · CRD 281410
- Role
- Principal, Director of Capital Markets
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does David Fajardo work?
David Fajardo has been Principal, Director of Capital Markets of Castleview Partners, LLC since October 2018, and is a control person of the firm.
Does David Fajardo have a current investment-adviser registration?
David Fajardo has no current investment-adviser or broker registration.
What exams has David Fajardo passed?
David Fajardo has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 4 and Series 65. The earliest, the Series 6, was passed in October 2003. FINRA credited David Fajardo with the SIE, which began in October 2018.
Where was David Fajardo previously registered as an investment adviser?
David Fajardo has past investment-adviser registrations through FDX Advisors, Inc., March 2017 to October 2018, across 1 firm.
Is David Fajardo registered with FINRA?
No. David Fajardo has no current broker registration.
How can I verify David Fajardo’s record?
Search CRD 4703965 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Fajardo’s full registration record.
