Daryl Wong has been Financial Planner of Planned Solutions Financial & Insurance Services since January 2022, is a control person of the firm and directly owns between 10% and 25% of it.
Planned Solutions Financial & Insurance Services, Inc. is a Folsom, CA firm with $671M under management, 827 clients and 6 advisers in one office, as of its April 2026 filing.
Daryl Wong’s longest registration is the current one, 10 years at Planned Solutions Financial & Insurance Services since 2016. Before joining Planned Solutions Financial & Insurance Services in 2016, Daryl Wong was registered through Commonwealth Financial Network and LPL Financial LLC.
- Planned Solutions, Inc.Current– present · 10 yearsFolsom, CA · Adviser representative · Firm CRD 105052
- Commonwealth Financial Network– · 3 yearsSacramento, CA · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 2 yearsSacramento, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Daryl Wong is registered as an investment adviser representative in California, since February 2016.
- CaliforniaSince 23 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 September 2009 |
| Series 7 | General Securities Representative Examination | 8 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daryl William Wong
- CRD
- 5004221
- Firm
- Planned Solutions Financial & Insurance Services · CRD 105052
- Role
- Financial Planner
- Office
- 1130 IRON POINT ROAD #170, Folsom, CA 95630-8310
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Daryl Wong work?
Daryl Wong has been Financial Planner of Planned Solutions Financial & Insurance Services, Inc. since January 2022, and is a control person of the firm.
Is Daryl Wong a financial advisor?
Yes. Daryl Wong has a current investment-adviser registration in California, through Planned Solutions Financial & Insurance Services since February 2016.
How many years of experience does Daryl Wong have?
Daryl Wong has 18 years in the financial industry, since July 2008, across 3 adviser firms.
What exams has Daryl Wong passed?
Daryl Wong has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2008. FINRA credited Daryl Wong with the SIE, which began in October 2018.
Where did Daryl Wong work before Planned Solutions Financial & Insurance Services?
Before Planned Solutions Financial & Insurance Services, Daryl Wong was registered through Commonwealth Financial Network, July 2012 to February 2016; LPL Financial LLC, September 2009 to August 2012.
Where is Daryl Wong based?
Daryl Wong’s registered office is in Folsom, CA.
Is Daryl Wong registered with FINRA?
No. Daryl Wong has no current broker registration.
How can I verify Daryl Wong’s record?
Search CRD 5004221 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daryl Wong’s full registration record.