Catherine Dunnam has been Chief Compliance of Planned Solutions Financial & Insurance Services since March 2014, is a control person of the firm and directly owns under 5% of it.
Planned Solutions Financial & Insurance Services, Inc. is a Folsom, CA firm with $671M under management, 827 clients and 6 advisers in one office, as of its April 2026 filing.
- Planned Solutions, Inc.Current– present · 11 yearsFolsom, CA · Adviser representative · Firm CRD 105052
Investment adviser representative registrations
Catherine Dunnam is registered as an investment adviser representative in California, since May 2015.
- CaliforniaSince 28 May 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 May 2015 |
| Series 24 | General Securities Principal Examination | 1 September 2009 |
| Series 7 | General Securities Representative Examination | 8 December 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Catherine Louise Dunnam
- CRD
- 2308838
- Firm
- Planned Solutions Financial & Insurance Services · CRD 105052
- Role
- Chief Compliance
- Office
- 1130 IRON POINT ROAD #170, Folsom, CA 95630-8310
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Dunnam work?
Catherine Dunnam has been Chief Compliance of Planned Solutions Financial & Insurance Services, Inc. since March 2014, and is a control person of the firm.
Is Catherine Dunnam a financial advisor?
Yes. Catherine Dunnam has a current investment-adviser registration in California, through Planned Solutions Financial & Insurance Services since May 2015.
How many years of experience does Catherine Dunnam have?
Catherine Dunnam has 18 years in the financial industry, since December 2007, across 1 adviser firm.
What exams has Catherine Dunnam passed?
Catherine Dunnam has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in December 2007. FINRA credited Catherine Dunnam with the SIE, which began in October 2018.
Where is Catherine Dunnam based?
Catherine Dunnam’s registered office is in Folsom, CA.
Is Catherine Dunnam registered with FINRA?
No. Catherine Dunnam has no current broker registration.
How can I verify Catherine Dunnam’s record?
Search CRD 2308838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Dunnam’s full registration record.