Danny Darchuck has been Managing Member/Chief Compliance Officer of Topturn Capital since November 2009, is a control person of the firm and directly owns between 50% and 75% of it.
Topturn Capital, LLC is a Carmel, CA firm with $187M under management, 106 clients and 4 advisers in one office, as of its March 2026 filing.
Dan Darchuck co-founded Topturn Capital with Greg Stewart after both had worked for years at a large investment firm. Topturn serves business owners and their families.
Danny Darchuck’s longest registration is the current one, 16 years at Topturn Capital since 2009. Before joining Topturn Capital in 2009, Danny Darchuck was registered through UBS Financial Services Inc. and Merrill Lynch Pierce Fenner & Smith Inc.
- Topturn Capital, LLCCurrent– present · 16 yearsCarmel, CA · Adviser representative · Firm CRD 151464
- UBS Financial Services Inc.– · 4 yearsCarmel, CA · Adviser representative · Firm CRD 8174
- Merrill Lynch Pierce Fenner & Smith Inc.– · 15 yearsFresno, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Danny Darchuck is registered as an investment adviser representative in California, since November 2009.
- CaliforniaSince 10 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 7 December 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 September 2003 |
| Series 66 | Uniform Combined State Law Examination | 2 April 1998 |
| Series 7 | General Securities Representative Examination | 6 November 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 February 1984 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1241982
- Firm
- Topturn Capital · CRD 151464
- Role
- Managing Member/Chief Compliance Officer
- Office
- 200 CLOCK TOWER PLACE, SUITE B208, Carmel, CA 93923
- Registration
- Investment adviser registration
- In the industry since
- May 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- topturncapital.com
Where does Danny Darchuck work?
Danny Darchuck has been Managing Member/Chief Compliance Officer of Topturn Capital, LLC since November 2009, and is a control person of the firm.
Is Danny Darchuck a financial advisor?
Yes. Danny Darchuck has a current investment-adviser registration in California, through Topturn Capital since November 2009.
How many years of experience does Danny Darchuck have?
Danny Darchuck has 36 years in the financial industry, since May 1990, across 3 adviser firms.
What exams has Danny Darchuck passed?
Danny Darchuck has passed 5 licensing exams: the Series 6, Series 7, Series 66, Series 65 and Series 31. The earliest, the Series 6, was passed in February 1984.
Where did Danny Darchuck work before Topturn Capital?
Before Topturn Capital, Danny Darchuck was registered through Merrill Lynch Pierce Fenner & Smith Inc., May 1990 to May 2005.
Where is Danny Darchuck based?
Danny Darchuck’s registered office is in Carmel, CA.
Is Danny Darchuck registered with FINRA?
No. Danny Darchuck has no current broker registration.
How can I verify Danny Darchuck’s record?
Search CRD 1241982 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Danny Darchuck’s full registration record.
