Daniel Stewart has been Managing Member/Chief Investment Officer of Topturn Capital since November 2009, is a control person of the firm and directly owns between 50% and 75% of it.
Topturn Capital, LLC is a Carmel, CA firm with $187M under management, 106 clients and 4 advisers in one office, as of its March 2026 filing.
Greg Stewart co-founded Topturn Capital with Dan Darchuck after working for a large investment firm. He has managed money for over 20 years, including running his own tactical mutual fund.
Daniel Stewart’s longest registration is the current one, 16 years at Topturn Capital since 2009. Before joining Topturn Capital in 2009, Daniel Stewart was registered through UBS Financial Services Inc. and Merrill Lynch Pierce Fenner & Smith Inc.
- Topturn Capital, LLCCurrent– present · 16 yearsCarmel, CA · Adviser representative · Firm CRD 151464
- UBS Financial Services Inc.– · 4 yearsCarmel, CA · Adviser representative · Firm CRD 8174
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsFresno, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Daniel Stewart is registered as an investment adviser representative in California, since November 2009.
- CaliforniaSince 10 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2003 |
| Series 31 | Futures Managed Funds Examination | 2 October 2000 |
| Series 66 | Uniform Combined State Law Examination | 23 July 1999 |
| Series 7 | General Securities Representative Examination | 7 July 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Gregory Stewart
- CRD
- 3220485
- Firm
- Topturn Capital · CRD 151464
- Role
- Managing Member/Chief Investment Officer
- Office
- 200 CLOCK TOWER PLACE, SUITE B208, Carmel, CA 93923
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- topturncapital.com
Where does Daniel Stewart work?
Daniel Stewart has been Managing Member/Chief Investment Officer of Topturn Capital, LLC since November 2009, and is a control person of the firm.
Is Daniel Stewart a financial advisor?
Yes. Daniel Stewart has a current investment-adviser registration in California, through Topturn Capital since November 2009.
How many years of experience does Daniel Stewart have?
Daniel Stewart has 27 years in the financial industry, since September 1999, across 3 adviser firms.
What exams has Daniel Stewart passed?
Daniel Stewart has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 65. The earliest, the Series 7, was passed in July 1999.
Where did Daniel Stewart work before Topturn Capital?
Before Topturn Capital, Daniel Stewart was registered through Merrill Lynch Pierce Fenner & Smith Inc., September 1999 to May 2005.
Where is Daniel Stewart based?
Daniel Stewart’s registered office is in Carmel, CA.
Is Daniel Stewart registered with FINRA?
No. Daniel Stewart has no current broker registration.
How can I verify Daniel Stewart’s record?
Search CRD 3220485 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Stewart’s full registration record.