Daniel Young has been an investment adviser representative at Delta Investment Management since September 2022, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Daniel Young’s longest registration was 9 years at Wentworth, Hauser and Violich, Inc. (2002–2012). Before joining Delta Investment Management in 2022, Daniel Young was registered through Lido Advisors and Quantum Capital Management.
- – present · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Lido Advisors– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 269866
- Quantum Capital Management– · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 143150
- Wentworth, Hauser and Violich, Inc.– · 9 yearsSan Francisco, CA · Adviser representative · Firm CRD 107214
Investment adviser representative registrations
Daniel Young is registered as an investment adviser representative in California, since September 2022.
- CaliforniaSince 15 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 July 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 December 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Daniel Craig Young
- CRD
- 4557518
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- August 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Young work?
Daniel Young is an investment adviser representative registered through Delta Investment Management, LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Young a financial advisor?
Yes. Daniel Young has a current investment-adviser registration in California, through Delta Investment Management since September 2022.
How many years of experience does Daniel Young have?
Daniel Young has 22 years in the financial industry, since August 2004, across 4 adviser firms.
What exams has Daniel Young passed?
Daniel Young has passed 3 licensing exams: the Series 65, Series 6 and Series 63. The earliest, the Series 65, was passed in December 2002.
Where did Daniel Young work before Delta Investment Management?
Before Delta Investment Management, Daniel Young was registered through Quantum Capital Management, December 2013 to December 2020; Wentworth, Hauser and Violich, Inc., August 2002 to January 2012.
Where is Daniel Young based?
Daniel Young’s registered office is in San Francisco, CA.
Is Daniel Young registered with FINRA?
No. Daniel Young has no current broker registration.
How can I verify Daniel Young’s record?
Search CRD 4557518 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Young’s full registration record.
