Daniel Sullivan has been an investment adviser representative at HighMark Wealth Management since October 2018, and is not listed among the firm’s executive officers or direct owners.
Highmark Wealth Management LLC is a St. Paul, MN firm with $612M under management, 429 clients and 4 advisers in one office, as of its April 2026 filing.
- – present · 8 yearsSt. Paul, MN · Adviser representative · Firm CRD 164790
Investment adviser representative registrations
Daniel Sullivan is registered as an investment adviser representative in 2 states. The first approvals date from October 2018; the most recent is Texas, in October 2023.
- MinnesotaSince 1 October 2018
- TexasSince 17 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Daniel R Sullivan
- CRD
- 6619911
- Firm
- HighMark Wealth Management · CRD 164790
- Office
- 944 INWOOD AVE N, St. Paul, MN 55128
- Registration
- Investment adviser registration
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Sullivan work?
Daniel Sullivan is an investment adviser representative registered through Highmark Wealth Management LLC since October 2018, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Sullivan a financial advisor?
Yes. Daniel Sullivan has a current investment-adviser registration in Minnesota and Texas, through HighMark Wealth Management since October 2018.
How many years of experience does Daniel Sullivan have?
Daniel Sullivan has 8 years in the financial industry, since September 2018, across 1 adviser firm.
What exams has Daniel Sullivan passed?
Daniel Sullivan passed the Series 65 in October 2018.
Where is Daniel Sullivan based?
Daniel Sullivan’s registered office is in St. Paul, MN.
Is Daniel Sullivan registered with FINRA?
No. Daniel Sullivan has no current broker registration.
How can I verify Daniel Sullivan’s record?
Search CRD 6619911 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Sullivan’s full registration record.
