Daniel Rosales has been an investment adviser representative at Rose Capital Advisors since August 2026, and is not listed among the firm’s executive officers or direct owners.
Rose Capital Advisors, LLC is a Miami Beach, FL firm with $608M under management, 375 clients and 9 advisers across 7 offices, as of its August 2026 filing.
Daniel Rosales’ longest registration is the current one, 7 years at Premia Global Advisors, LLC since 2019. Before joining Rose Capital Advisors in 2026, Daniel Rosales was registered through Edward Jones and Ngam Advisors, L.P.
- Rose Capital Advisors, LLCCurrent– present · under a yearCoral Gables, FL · Adviser representative · Firm CRD 173054
- Premia Global Advisors, LLCAlso current– present · 7 yearsCoral Gables, FL · Adviser representative · Firm CRD 282426
- Edward Jones– · under a yearCoral Gables, FL · Adviser representative · Firm CRD 250
- Ngam Advisors, L.P.– · 5 yearsBoston, MA · Adviser representative · Firm CRD 106800
Investment adviser representative registrations
Daniel Rosales is registered as an investment adviser representative in Florida, since February 2019.
- FloridaSince 12 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 May 2012 |
| Series 7 | General Securities Representative Examination | 21 November 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5851473
- Firm
- Rose Capital Advisors · CRD 173054
- Office
- 2600 South Douglas Road, Suite 1103, Coral Gables, FL 33134
- Registration
- Investment adviser registration
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Rosales work?
Daniel Rosales is an investment adviser representative registered through Rose Capital Advisors, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Rosales a financial advisor?
Yes. Daniel Rosales has a current investment-adviser registration in Florida, through Rose Capital Advisors since August 2026.
How many years of experience does Daniel Rosales have?
Daniel Rosales has 14 years in the financial industry, since November 2011, across 4 adviser firms.
What exams has Daniel Rosales passed?
Daniel Rosales has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2010. FINRA credited Daniel Rosales with the SIE, which began in October 2018.
Where did Daniel Rosales work before Rose Capital Advisors?
Before Rose Capital Advisors, Daniel Rosales was registered through Edward Jones, December 2017 to July 2018; Ngam Advisors, L.P., June 2012 to July 2017.
Where is Daniel Rosales based?
Daniel Rosales’ registered office is in Coral Gables, FL.
Is Daniel Rosales registered with FINRA?
No. Daniel Rosales has no current broker registration.
How can I verify Daniel Rosales’ record?
Search CRD 5851473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Rosales’ full registration record.
