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Daniel Roche

Bu Chief Information Security Officer at Northern Trust Investments

Officer record from the firm’s Form ADVForm ADV filed 15 June 2026

Daniel Roche is Bu Chief Information Security Officer of Northern Trust Investments, Incorporated, a Chicago investment adviser.

Role at Northern Trust Investments

Title on Schedule A
Bu Chief Information Security Officer
Control
Daniel Roche is not a control person of Northern Trust Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Daniel Roche has held the filed role since June 2026.

The firm

Northern Trust Investments, Incorporated
Chicago, IL

Form ADV filed 15 June 2026

$1.25T AUM41,027 clients219 advisers9 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Daniel Roche is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Daniel Roche
CRD
3111835
Firm
Northern Trust Investments, Incorporated
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Daniel Roche work?

Daniel Roche has been Bu Chief Information Security Officer of Northern Trust Investments, Incorporated since June 2026.

Source: Form ADV, Schedule A, filed 15 June 2026

Leadership at Northern Trust Investments

  • Michael Hunstad
    Chairmen/President/Chief Executive Officer/Director
  • Anwiti Bahuguna
    Executive Vice President/Co-Chief Investment Officer
  • Sheri Hawkins
    Executive Vice President/Director
  • Paulami Kar
    Executive Vice President/Director
  • Archana Kumar
    Executive Vice President/Chief Operating Officer/Director
  • Joseph McInerney
    Senior Vice President/Chief Risk Officer
  • Christian Roth
    Executive Vice President/Co-Chief Investment Officer
  • Maya Teufel
    Senior Vice President/Chief Compliance Officer
  • Sunitha Cherian Thomas
    Senior Vice President/Head of Wealth & Intermediary Client Group/Director
  • David Rudd
    Chief Financial Officer
  • Craig Richard Carberry
    Chief Legal Officer/Secretary

Sources

  1. IAPD individual lookup, CRD 3111835. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Northern Trust Investments, Incorporated, filed 15 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Daniel Roche or Northern Trust Investments, Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.