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Christian Roth

Executive Vice President/Co-Chief Investment Officer at Northern Trust Investments

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Christian Roth is Executive Vice President/Co-Chief Investment Officer of Northern Trust Investments, Incorporated, a Chicago investment adviser managing $1.25T. Christian Roth has passed the Series 3, Series 63, Series 6 and SIE.

Role at Northern Trust Investments

Title on Schedule A
Executive Vice President/Co-Chief Investment Officer
Control
Christian Roth is a control person of Northern Trust Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Christian Roth has held the filed role since June 2025.

The firm

Northern Trust Investments, Incorporated
Chicago, IL

Form ADV filed 15 June 2026

$1.25T AUM41,027 clients219 advisers9 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 and Series 6 · 1994
  3. Passed Series 3 · 1992

Registrations and exams

No current adviser or broker registration. Christian Roth has passed 4 qualifying exams.

Examinations

Series 6312 July 1994
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 612 August 1994
Name
Investment Company Products/Variable Contracts Representative Examination
Series 322 January 1992
Name
National Commodity Futures Examination

Individual record

Full name
Christian Gordon Roth
CRD
1744854
Firm
Northern Trust Investments, Incorporated
Registration status
No current adviser or broker registration
Firm bio
ntam.northerntrust.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Northern Trust Asset Management identifies Christian Roth (shown as Chris Roth) as global co-chief investment officer. The firm says he earned a B.S. in economics, majoring in finance, from the Wharton School of the University of Pennsylvania and is a CFA charterholder. Official firm biography/team page

Education

Credentials and memberships

Common questions

Where does Christian Roth work?

Christian Roth has been Executive Vice President/Co-Chief Investment Officer of Northern Trust Investments, Incorporated since June 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 15 June 2026

Does Christian Roth have a current investment-adviser registration?

Christian Roth has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Christian Roth passed?

Christian Roth has passed 4 licensing exams: the Series 3, Series 63, Series 6 and SIE. The earliest, the Series 3, was passed in January 1992.

Source: IAPD individual record, checked 17 October 2026

Is Christian Roth a CFA charterholder?

Northern Trust Investments lists Christian Roth with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Official firm biography/team page

Leadership at Northern Trust Investments

  • Michael Hunstad
    Chairmen/President/Chief Executive Officer/Director
  • Anwiti Bahuguna
    Executive Vice President/Co-Chief Investment Officer
  • Sheri Hawkins
    Executive Vice President/Director
  • Paulami Kar
    Executive Vice President/Director
  • Archana Kumar
    Executive Vice President/Chief Operating Officer/Director
  • Joseph McInerney
    Senior Vice President/Chief Risk Officer
  • Maya Teufel
    Senior Vice President/Chief Compliance Officer
  • Sunitha Cherian Thomas
    Senior Vice President/Head of Wealth & Intermediary Client Group/Director
  • David Rudd
    Chief Financial Officer
  • Craig Richard Carberry
    Chief Legal Officer/Secretary
  • Daniel Roche
    Bu Chief Information Security Officer

Sources

  1. IAPD individual record, CRD 1744854. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northern Trust Investments, Incorporated, filed 15 June 2026. Title, control and ownership bands.
  3. Northern Trust Investments team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christian Roth or Northern Trust Investments, Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.