Dallas Wheeler has been an investment adviser representative at Plan Group Financial since January 2023, and is not listed among the firm’s executive officers or direct owners.
Plan Group Financial, Inc. is an Oklahoma City, OK firm with $690M under management, 1,221 clients and 17 advisers across 9 offices, as of its October 2026 filing.
Dallas Wheeler’s longest registration is the current one, 9 years at Plan Group Financial since 2017. Before joining Plan Group Financial in 2023, Dallas Wheeler was registered through Waddell & Reed and J.P. Morgan Securities LLC.
- Plan Group Financial, Inc.Current– present · 9 yearsOklahoma City, OK · Adviser representative · Firm CRD 116508
- Waddell & Reed– · 3 yearsEdmond, OK · Adviser representative · Firm CRD 866
- J.P. Morgan Securities LLC– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 79
- Chase Investment Services Corp.– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 25574
Investment adviser representative registrations
Dallas Wheeler is registered as an investment adviser representative in Oklahoma, since January 2023.
- OklahomaSince 25 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 June 2011 |
| Series 7 | General Securities Representative Examination | 10 February 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 November 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 November 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dallas Lee Wheeler
- CRD
- 5603270
- Firm
- Plan Group Financial · CRD 116508
- Office
- 101 N.E. 82ND STREET, SUITE 200, Oklahoma City, OK 73114
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Dallas Wheeler work?
Dallas Wheeler is an investment adviser representative registered through Plan Group Financial, Inc. since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Dallas Wheeler a financial advisor?
Yes. Dallas Wheeler has a current investment-adviser registration in Oklahoma, through Plan Group Financial since January 2023.
How many years of experience does Dallas Wheeler have?
Dallas Wheeler has 17 years in the financial industry, since November 2008, across 4 adviser firms.
What exams has Dallas Wheeler passed?
Dallas Wheeler has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in November 2008. FINRA credited Dallas Wheeler with the SIE, which began in October 2018.
Where did Dallas Wheeler work before Plan Group Financial?
Before Plan Group Financial, Dallas Wheeler was registered through Waddell & Reed, April 2014 to May 2017; J.P. Morgan Securities LLC, October 2012 to April 2014; Chase Investment Services Corp., July 2011 to October 2012.
Where is Dallas Wheeler based?
Dallas Wheeler’s registered office is in Oklahoma City, OK.
Is Dallas Wheeler registered with FINRA?
No. Dallas Wheeler has no current broker registration.
How can I verify Dallas Wheeler’s record?
Search CRD 5603270 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dallas Wheeler’s full registration record.