Cynthia De Sainte Maresville has been an investment adviser representative at Smithbridge Asset Management since July 2022, and is not listed among the firm’s executive officers or direct owners.
Smithbridge Asset Management, Inc. is a Chadds Ford, PA firm with $831M under management, 513 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Cynthia De Sainte Maresville’s longest registration was 13 years at Msi Financial Services, Inc. (2003–2017). Before joining Smithbridge Asset Management in 2022, Cynthia De Sainte Maresville was registered through Quantum Strategies and MML Investors Services, LLC.
- – present · 4 yearsBethany Beach, DE · Adviser representative · Firm CRD 106261
- Quantum Strategies– · 1 yearBethany Beach, DE · Adviser representative · Firm CRD 226572
- MML Investors Services, LLC– · 1 yearGlen Mills, PA · Adviser representative · Firm CRD 10409
- Msi Financial Services, Inc.– · 13 yearsMarlton, NJ · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Cynthia De Sainte Maresville is registered as an investment adviser representative in 2 states. The first approvals date from July 2022; the most recent is Pennsylvania, in March 2023.
- DelawareSince 13 July 2022
- PennsylvaniaSince 22 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 May 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 May 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Cynthia Lynn De Sainte Maresville
- CRD
- 2348319
- Firm
- Smithbridge Asset Management · CRD 106261
- Office
- Bethany Beach, DE
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Cynthia De Sainte Maresville work?
Cynthia De Sainte Maresville is an investment adviser representative registered through Smithbridge Asset Management, Inc. since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Cynthia De Sainte Maresville a financial advisor?
Yes. Cynthia De Sainte Maresville has a current investment-adviser registration in Delaware and Pennsylvania, through Smithbridge Asset Management since July 2022.
How many years of experience does Cynthia De Sainte Maresville have?
Cynthia De Sainte Maresville has 31 years in the financial industry, since May 1995, across 4 adviser firms.
What exams has Cynthia De Sainte Maresville passed?
Cynthia De Sainte Maresville has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in May 1993. FINRA credited Cynthia De Sainte Maresville with the SIE, which began in October 2018.
Where did Cynthia De Sainte Maresville work before Smithbridge Asset Management?
Before Smithbridge Asset Management, Cynthia De Sainte Maresville was registered through Quantum Strategies, November 2020 to April 2022; MML Investors Services, LLC, March 2017 to January 2019; Msi Financial Services, Inc., November 2003 to March 2017.
Where is Cynthia De Sainte Maresville based?
Cynthia De Sainte Maresville’s registered office is in Bethany Beach, DE.
Is Cynthia De Sainte Maresville registered with FINRA?
No. Cynthia De Sainte Maresville has no current broker registration.
How can I verify Cynthia De Sainte Maresville’s record?
Search CRD 2348319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cynthia De Sainte Maresville’s full registration record.
