Shawn Keane has been Vice President of Smithbridge Asset Management since March 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Smithbridge Asset Management, Inc. is a Chadds Ford, PA firm with $831M under management, 513 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Shawn Keane’s longest registration is the current one, 10 years at Smithbridge Asset Management since 2016. Before joining Smithbridge Asset Management in 2016, Shawn Keane was registered through MML Investors Services, LLC.
- – present · 10 yearsChadds Ford, PA · Adviser representative · Firm CRD 106261
- MML Investors Services, LLC– · 1 yearNew Castle, DE · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Shawn Keane is registered as an investment adviser representative in 2 states. The first approvals date from August 2016; the most recent is Texas, in March 2023.
- PennsylvaniaSince 19 August 2016
- TexasSince 22 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 September 2014 |
| Series 7 | General Securities Representative Examination | 18 September 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 February 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Shawn Richard Keane
- CRD
- 4484740
- Firm
- Smithbridge Asset Management · CRD 106261
- Role
- Vice President
- Office
- 116 COMMONS COURT, Chadds Ford, PA 19317
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Shawn Keane work?
Shawn Keane has been Vice President of Smithbridge Asset Management, Inc. since March 2018, and is a control person of the firm.
Is Shawn Keane a financial advisor?
Yes. Shawn Keane has a current investment-adviser registration in Pennsylvania and Texas, through Smithbridge Asset Management since August 2016.
How many years of experience does Shawn Keane have?
Shawn Keane has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Shawn Keane passed?
Shawn Keane has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in February 2002. FINRA credited Shawn Keane with the SIE, which began in October 2018.
Where did Shawn Keane work before Smithbridge Asset Management?
Before Smithbridge Asset Management, Shawn Keane was registered through MML Investors Services, LLC, September 2014 to August 2016.
Where is Shawn Keane based?
Shawn Keane’s registered office is in Chadds Ford, PA.
Is Shawn Keane registered with FINRA?
No. Shawn Keane has no current broker registration.
How can I verify Shawn Keane’s record?
Search CRD 4484740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Keane’s full registration record.
