Craig Frieders has been an investment adviser representative at RB Capital Management since January 2016, and is not listed among the firm’s executive officers or direct owners.
RB Capital Management, LLC is a Reno, NV firm with $931M under management, 648 clients and 14 advisers across 12 offices, as of its March 2026 filing.
Craig Frieders’ longest registration is the current one, 21 years at RB Capital Management since 2005. Before joining RB Capital Management in 2016, Craig Frieders was registered through Gunnallen Financial, Inc and Oppenheimer Asset Management Inc.
- RB Capital Management, LLCCurrent– present · 21 yearsWalnut Creek, CA · Adviser representative · Firm CRD 125678
- Gunnallen Financial, Inc– · 1 yearBrisbane, CA · Adviser representative · Firm CRD 17609
- Oppenheimer Asset Management Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 105559
- Fahnestock Asset Management– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 249
- CIBC World Markets Corp.– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 630
Investment adviser representative registrations
Craig Frieders is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2016; the most recent is Texas, in August 2017.
- CaliforniaSince 8 January 2016
- TexasResidentSince 25 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 March 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 August 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 1997 |
| Series 7 | General Securities Representative Examination | 23 June 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Craig Crofton Frieders
- CRD
- 2817574
- Firm
- RB Capital Management · CRD 125678
- Office
- 1615 Bonanza Street, Suite 403, Walnut Creek, CA 94596
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Craig Frieders work?
Craig Frieders is an investment adviser representative registered through RB Capital Management, LLC since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Craig Frieders a financial advisor?
Yes. Craig Frieders has a current investment-adviser registration in California and Texas, through RB Capital Management since January 2016.
How many years of experience does Craig Frieders have?
Craig Frieders has 29 years in the financial industry, since June 1997, across 5 adviser firms.
What exams has Craig Frieders passed?
Craig Frieders has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1997. FINRA credited Craig Frieders with the SIE, which began in October 2018.
Where did Craig Frieders work before RB Capital Management?
Before RB Capital Management, Craig Frieders was registered through Gunnallen Financial, Inc, September 2003 to October 2004; Oppenheimer Asset Management Inc., April 2003 to September 2003; Fahnestock Asset Management, January 2003 to April 2003; CIBC World Markets Corp., April 2002 to January 2003.
Where is Craig Frieders based?
Craig Frieders’ registered office is in Walnut Creek, CA.
Is Craig Frieders registered with FINRA?
Yes. Craig Frieders has a current broker registration, under CRD 2817574.
Source: FINRA BrokerCheck
How can I verify Craig Frieders’ record?
Search CRD 2817574 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Craig Frieders’ full registration record.
