Craig Dock has been an investment adviser representative at Vermillion Wealth Management since September 2019, and is not listed among the firm’s executive officers or direct owners.
Vermillion Wealth Management Inc. is a Rosemount, MN firm with $460M under management, 706 clients and 4 advisers in one office, as of its June 2026 filing.
- – present · 7 yearsRosemount, MN · Adviser representative · Firm CRD 281978
Investment adviser representative registrations
Craig Dock is registered as an investment adviser representative in 2 states. The first approvals date from September 2019; the most recent is Texas, in June 2025.
- MinnesotaSince 5 September 2019
- TexasSince 5 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 22 March 2024 |
| Series 7TO | General Securities Representative Examination | 22 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 December 2005 |
| Series 7 | General Securities Representative Examination | 9 November 2005 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Craig Edward Dock
- CRD
- 5053583
- Firm
- Vermillion Wealth Management · CRD 281978
- Office
- 15040 CANADA AVE. W, Rosemount, MN 55068
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Craig Dock work?
Craig Dock is an investment adviser representative registered through Vermillion Wealth Management Inc. since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Craig Dock a financial advisor?
Yes. Craig Dock has a current investment-adviser registration in Minnesota and Texas, through Vermillion Wealth Management since September 2019.
How many years of experience does Craig Dock have?
Craig Dock has 20 years in the financial industry, since May 2006, across 1 adviser firm.
What exams has Craig Dock passed?
Craig Dock has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 7TO. The earliest, the Series 7, was passed in November 2005. FINRA credited Craig Dock with the SIE, which began in October 2018.
Where is Craig Dock based?
Craig Dock’s registered office is in Rosemount, MN.
Is Craig Dock registered with FINRA?
No. Craig Dock has no current broker registration.
How can I verify Craig Dock’s record?
Search CRD 5053583 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Dock’s full registration record.