James Poepl has been President of Vermillion Wealth Management since November 2015, is a control person of the firm and directly owns under 5% of it.
Vermillion Wealth Management Inc. is a Rosemount, MN firm with $460M under management, 706 clients and 4 advisers in one office, as of its June 2026 filing.
James Poepl’s longest registration is the current one, 10 years at Vermillion Wealth Management since 2016. Before joining Vermillion Wealth Management in 2016, James Poepl was registered through Cetera Investment Advisers LLC and Cetera Investment Services LLC.
- – present · 10 yearsRosemount, MN · Adviser representative · Firm CRD 281978
- Cetera Investment Advisers LLC– · 1 yearVermillion, MN · Adviser representative · Firm CRD 105644
- Cetera Investment Services LLC– · 3 yearsVermillion, MN · Adviser representative · Firm CRD 15340
Investment adviser representative registrations
James Poepl is registered as an investment adviser representative in Minnesota, since January 2016.
- MinnesotaSince 6 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 June 2004 |
| Series 7 | General Securities Representative Examination | 11 May 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Francis Poepl
- CRD
- 4789770
- Firm
- Vermillion Wealth Management · CRD 281978
- Role
- President
- Office
- 15040 CANADA AVE. W, Rosemount, MN 55068
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does James Poepl work?
James Poepl has been President of Vermillion Wealth Management Inc. since November 2015, and is a control person of the firm.
Is James Poepl a financial advisor?
Yes. James Poepl has a current investment-adviser registration in Minnesota, through Vermillion Wealth Management since January 2016.
How many years of experience does James Poepl have?
James Poepl has 22 years in the financial industry, since May 2004, across 3 adviser firms.
What exams has James Poepl passed?
James Poepl has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2004. FINRA credited James Poepl with the SIE, which began in October 2018.
Where did James Poepl work before Vermillion Wealth Management?
Before Vermillion Wealth Management, James Poepl was registered through Cetera Investment Advisers LLC, January 2014 to December 2015; Cetera Investment Services LLC, January 2011 to January 2014.
Where is James Poepl based?
James Poepl’s registered office is in Rosemount, MN.
Is James Poepl registered with FINRA?
No. James Poepl has no current broker registration.
How can I verify James Poepl’s record?
Search CRD 4789770 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Poepl’s full registration record.