Nicholas Famularo has been Owner of Vermillion Wealth Management since June 2026, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Vermillion Wealth Management Inc. is a Rosemount, MN firm with $460M under management, 706 clients and 4 advisers in one office, as of its June 2026 filing.
Nicholas Famularo’s longest registration was 2 years at Northwestern Mutual Investment Services,llc (2019–2022). Before joining Vermillion Wealth Management in 2025, Nicholas Famularo was registered through Abbey Street and Northwestern Mutual Investment Services,llc.
- – present · 1 yearRosemount, MN · Adviser representative · Firm CRD 281978
- Abbey Street– · 2 yearsRichfield, MN · Adviser representative · Firm CRD 305107
- Northwestern Mutual Investment Services,llc– · 2 yearsEdina, MN · Adviser representative · Firm CRD 2881
- Morgan Stanley– · 1 yearWayzata, MN · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Nicholas Famularo is registered as an investment adviser representative in Minnesota, since August 2025.
- MinnesotaSince 11 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 August 2017 |
| Series 7 | General Securities Representative Examination | 27 July 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas John Famularo
- CRD
- 6627344
- Firm
- Vermillion Wealth Management · CRD 281978
- Role
- Owner
- Office
- 15040 CANADA AVE. W, Rosemount, MN 55068
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Famularo work?
Nicholas Famularo has been Owner of Vermillion Wealth Management Inc. since June 2026.
Is Nicholas Famularo a financial advisor?
Yes. Nicholas Famularo has a current investment-adviser registration in Minnesota, through Vermillion Wealth Management since August 2025.
How many years of experience does Nicholas Famularo have?
Nicholas Famularo has 8 years in the financial industry, since June 2018, across 4 adviser firms.
What exams has Nicholas Famularo passed?
Nicholas Famularo has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2017. FINRA credited Nicholas Famularo with the SIE, which began in October 2018.
Where did Nicholas Famularo work before Vermillion Wealth Management?
Before Vermillion Wealth Management, Nicholas Famularo was registered through Abbey Street, September 2022 to February 2025; Northwestern Mutual Investment Services,llc, August 2019 to May 2022; Morgan Stanley, August 2017 to July 2019.
Where is Nicholas Famularo based?
Nicholas Famularo’s registered office is in Rosemount, MN.
Is Nicholas Famularo registered with FINRA?
No. Nicholas Famularo has no current broker registration.
How can I verify Nicholas Famularo’s record?
Search CRD 6627344 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Famularo’s full registration record.